HSBC Holdings’s New Mountain Finance NMFC Stock Holding History

HSBC Holdings’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-53,000	Closed	-$720K	–	2249
2015 Q3	$720K	Buy	+53,000	New	+$772K	﹤0.01%	1302

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

HSBC Holdings's NMFC Position: Q4 2015 in Review

HSBC Holdings sold out of New Mountain Finance (NMFC) in Q4 2015, closing a stake of 53,000 shares — an estimated $720K sold.

HSBC Holdings first reported a position in NMFC in Q3 2015 and held it in 1 quarter. The position peaked at $720K in Q3 2015. 104 funds tracked by Wall St. Rank hold NMFC as of Q4 2015.

HSBC Holdings reported no remaining New Mountain Finance position as of Q4 2015 after selling out during the quarter.
HSBC Holdings sold 53,000 New Mountain Finance shares in Q4 2015, an estimated $720K.
HSBC Holdings first reported a position in New Mountain Finance in Q3 2015 and held it in 1 quarter.
HSBC Holdings's New Mountain Finance position peaked at $720K in Q3 2015.
104 funds tracked by Wall St. Rank held New Mountain Finance as of Q4 2015.

Based on HSBC Holdings's 13F filing for Q4 2015, filed 12 Feb 2016.