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New Mountain Finance

95 hedge funds and large institutions have $433M invested in New Mountain Finance in 2015 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 33 increasing their positions, 33 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more call options, than puts

Call options by funds: $567K | Put options by funds: $212K

2.35% more ownership

Funds ownership: 48.73%51.08% (+2.3%)

1% more funds holding

Funds holding: 9495 (+1)

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

3% more capital invested

Capital invested by funds: $422M → $433M (+$10.9M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 33

Holders
95
Holders Change
+1
Holders Change %
+1.06%
% of All Funds
2.53%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
13
Increased
33
Reduced
33
Closed
12
Calls
$567K
Puts
$212K
Net Calls
+$355K
Net Calls Change
+$1.35M
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$2.87M -$200K -13,650 -6%
VanEck Associates
27
VanEck Associates
New York
$2.63M -$59.3K -4,040 -2%
BF
28
BOK Financial
Oklahoma
$2.36M +$285K +19,400 +14%
GT
29
Glenmede Trust
Pennsylvania
$2.36M -$299K -20,370 -11%
FIG
30
Fortress Investment Group
New York
$2.19M
Principal Financial Group
31
Principal Financial Group
Iowa
$1.68M +$226K +15,400 +15%
PAWC
32
P.A.W. Capital
Connecticut
$1.4M +$748K +51,000 +113%
HighTower Advisors
33
HighTower Advisors
Illinois
$1.32M -$258K -17,570 -17%
Bank of New York Mellon
34
Bank of New York Mellon
New York
$1.12M +$69.4K +4,731 +7%
D.E. Shaw & Co
35
D.E. Shaw & Co
New York
$956K +$669K +45,611 +230%
Comerica Bank
36
Comerica Bank
Texas
$949K -$987K -67,283 -51%
Northern Trust
37
Northern Trust
Illinois
$941K +$196K +13,394 +26%
Legal & General Group
38
Legal & General Group
United Kingdom
$891K -$58K -3,954 -6%
VFS
39
VSR Financial Services
Kansas
$871K
TG
40
TCW Group
California
$780K +$783K +53,400 New
BCM
41
Buckhead Capital Management
Georgia
$717K +$721K +49,125 New
AIM
42
Allen Investment Management
New York
$687K -$671K -45,773 -49%
AIG
43
American International Group
New York
$665K -$6.45K -440 -1%
VIA
44
Vident Investment Advisory
Georgia
$663K +$666K +45,395 New
State Street
45
State Street
Massachusetts
$648K -$1.16M -78,974 -64%
CIBC World Market
46
CIBC World Market
Ontario, Canada
$632K -$64.5K -4,398 -9%
ACM
47
Americafirst Capital Management
California
$585K +$587K +40,043 New
RIL
48
Rothschild Investment LLC
Illinois
$544K +$6.6K +450 +1%
PGH
49
Partners Group Holding
Switzerland
$539K +$167K +11,400 +45%
Stifel Financial
50
Stifel Financial
Missouri
$537K +$13.4K +916 +3%

NMFC Hedge Fund Activity: Q1 2015 in Review

95 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q1 2015, worth a combined $433M — up 2.6% from $422M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new NMFC positions and 12 closed out — a net gain of 1 holder — while 33 added to existing stakes and 33 trimmed.

The largest buyer was Wells Fargo, adding an estimated $21.3M. The largest seller was Norges Bank, cutting an estimated $1.76M.

  • 95 institutional investors held New Mountain Finance (NMFC) as of Q1 2015, up from 94 in Q4 2014.
  • Funds reported $433M of New Mountain Finance stock for Q1 2015, up 2.6% quarter-over-quarter.
  • 13 funds opened new New Mountain Finance positions in Q1 2015 and 12 closed out, a net change of +1 holder.
  • The largest New Mountain Finance buyer in Q1 2015 was Wells Fargo, an estimated $21.3M added.
  • The largest New Mountain Finance seller in Q1 2015 was Norges Bank, an estimated $1.76M sold.

Based on aggregated 13F filings for Q1 2015.