Nuveen’s New Mountain Finance NMFC Stock Holding History

Nuveen’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-105,507	Closed	-$1.58M	–	1627
2014 Q4	$1.58M	Buy	105,507 +28,196	+36%	+$416K	0.01%	970
2014 Q3	$1.14M	Hold	77,311	–	–	0.01%	1083
2014 Q2	$1.15M	Sell	77,311 -32,296	-29%	-$463K	0.01%	1089
2014 Q1	$1.59M	Buy	109,607 +20,000	+22%	+$297K	0.01%	902
2013 Q4	$1.35M	Sell	89,607 -4,762	-5%	-$69.5K	0.01%	954
2013 Q3	$1.36M	Buy	94,369 +1,043	+1%	+$15.2K	0.01%	964
2013 Q2	$1.32M	Buy	+93,326	New	+$1.38M	0.01%	918

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SBK

Steven B. Klinsky $220M AUM 4.28% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

Nuveen's NMFC Position: Q1 2015 in Review

Nuveen sold out of New Mountain Finance (NMFC) in Q1 2015, closing a stake of 105,507 shares — an estimated $1.58M sold.

Nuveen first reported a position in NMFC in Q2 2013 and held it in 7 quarters. The position peaked at $1.59M in Q1 2014. 95 funds tracked by Wall St. Rank hold NMFC as of Q1 2015.

Nuveen reported no remaining New Mountain Finance position as of Q1 2015 after selling out during the quarter.
Nuveen sold 105,507 New Mountain Finance shares in Q1 2015, an estimated $1.58M.
Nuveen first reported a position in New Mountain Finance in Q2 2013 and held it in 7 quarters.
Nuveen's New Mountain Finance position peaked at $1.59M in Q1 2014.
95 funds tracked by Wall St. Rank held New Mountain Finance as of Q1 2015.

Based on Nuveen's 13F filing for Q1 2015, filed 15 May 2015.