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New Mountain Finance

87 hedge funds and large institutions have $357M invested in New Mountain Finance in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 28 increasing their positions, 37 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.1% less ownership

Funds ownership: 49.74%46.65% (-3.1%)

7% less capital invested

Capital invested by funds: $384M → $357M (-$27.6M)

18% less funds holding

Funds holding: 10687 (-19)

24% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 37

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

66% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 29

88% less call options, than puts

Call options by funds: $369K | Put options by funds: $3.17M

Holders
87
Holders Change
-19
Holders Change %
-17.92%
% of All Funds
2.52%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
10
Increased
28
Reduced
37
Closed
29
Calls
$369K
Puts
$3.17M
Net Calls
-$2.81M
Net Calls Change
-$3.41M
Name Holding Trade Value Shares
Change
Change in
Stake
BF
26
BOK Financial
Oklahoma
$2.88M -$370K -24,777 -11%
GT
27
Glenmede Trust
Pennsylvania
$2.59M -$95.1K -6,362 -3%
New York State Common Retirement Fund
28
New York State Common Retirement Fund
New York
$2.1M
NCCM
29
Nine Chapters Capital Management
New Jersey
$2.04M +$102K +6,800 +5%
Axa
30
Axa
France
$1.94M -$70.3K -4,706 -3%
State Street
31
State Street
Massachusetts
$1.76M -$34.4K -2,300 -2%
VanEck Associates
32
VanEck Associates
New York
$1.74M +$11K +737 +0.6%
AR
33
Advisory Research
Illinois
$1.53M -$104K -6,980 -6%
SMDAM
34
Sumitomo Mitsui DS Asset Management
Japan
$1.53M -$104K -6,980 -6%
Principal Financial Group
35
Principal Financial Group
Iowa
$1.47M +$351K +23,496 +31%
D.E. Shaw & Co
36
D.E. Shaw & Co
New York
$1.16M -$599K -40,062 -34%
N
37
Nuveen
North Carolina
$1.14M
Millennium Management
38
Millennium Management
New York
$1.11M -$344K -23,045 -23%
SCM
39
Sterling Capital Management
North Carolina
$1.06M +$33.9K +2,269 +3%
Comerica Bank
40
Comerica Bank
Texas
$1.03M +$93.7K +6,272 +10%
AIM
41
Allen Investment Management
New York
$1.01M +$1.02M +68,514 New
Citadel Advisors
42
Citadel Advisors
Florida
$953K -$6.17K -413 -0.6%
EM
43
EnTrustPermal Management
New York
$936K -$194K -13,005 -17%
PP
44
PDT Partners
New York
$905K -$409K -27,402 -31%
Wellington Management Group
45
Wellington Management Group
Massachusetts
$899K +$117K +7,864 +15%
HighTower Advisors
46
HighTower Advisors
Illinois
$880K +$11.4K +762 +1%
VFS
47
VSR Financial Services
Kansas
$876K
AIG
48
American International Group
New York
$851K +$105K +7,025 +14%
Bank of New York Mellon
49
Bank of New York Mellon
New York
$746K -$19.9K -1,332 -3%
Northern Trust
50
Northern Trust
Illinois
$737K -$4.61M -308,705 -86%

NMFC Hedge Fund Activity: Q3 2014 in Review

87 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q3 2014, worth a combined $357M — down 7.2% from $384M a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of NMFC and 10 opened new positions — a net loss of 19 holders — while 37 trimmed existing stakes and 28 added.

The largest buyer was Wells Fargo, adding an estimated $12.5M. The largest seller was Norges Bank, cutting an estimated $6.92M.

  • 87 institutional investors held New Mountain Finance (NMFC) as of Q3 2014, down from 106 in Q2 2014.
  • Funds reported $357M of New Mountain Finance stock for Q3 2014, down 7.2% quarter-over-quarter.
  • 10 funds opened new New Mountain Finance positions in Q3 2014 and 29 closed out, a net change of -19 holders.
  • The largest New Mountain Finance buyer in Q3 2014 was Wells Fargo, an estimated $12.5M added.
  • The largest New Mountain Finance seller in Q3 2014 was Norges Bank, an estimated $6.92M sold.

Based on aggregated 13F filings for Q3 2014.