Nine Chapters Capital Management’s New Mountain Finance NMFC Stock Holding History

Nine Chapters Capital Management’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-60,900	Closed	-$910K	–	1074
2014 Q4	$910K	Sell	60,900 -78,100	-56%	-$1.15M	0.08%	357
2014 Q3	$2.04M	Buy	139,000 +6,800	+5%	+$102K	0.18%	149
2014 Q2	$1.96M	Buy	132,200 +33,500	+34%	+$480K	0.16%	180
2014 Q1	$1.44M	Sell	98,700 -53,700	-35%	-$797K	0.17%	167
2013 Q4	$2.29M	Buy	152,400 +101,300	+198%	+$1.48M	0.23%	115
2013 Q3	$736K	Sell	51,100 -8,400	-14%	-$122K	0.09%	319
2013 Q2	$843K	Buy	+59,500	New	+$880K	0.15%	215

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SBK

Steven B. Klinsky $220M AUM 4.28% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

Nine Chapters Capital Management's NMFC Position: Q1 2015 in Review

Nine Chapters Capital Management sold out of New Mountain Finance (NMFC) in Q1 2015, closing a stake of 60,900 shares — an estimated $910K sold.

Nine Chapters Capital Management first reported a position in NMFC in Q2 2013 and held it in 7 quarters. The position peaked at $2.29M in Q4 2013. 95 funds tracked by Wall St. Rank hold NMFC as of Q1 2015.

Nine Chapters Capital Management reported no remaining New Mountain Finance position as of Q1 2015 after selling out during the quarter.
Nine Chapters Capital Management sold 60,900 New Mountain Finance shares in Q1 2015, an estimated $910K.
Nine Chapters Capital Management first reported a position in New Mountain Finance in Q2 2013 and held it in 7 quarters.
Nine Chapters Capital Management's New Mountain Finance position peaked at $2.29M in Q4 2013.
95 funds tracked by Wall St. Rank held New Mountain Finance as of Q1 2015.

Based on Nine Chapters Capital Management's 13F filing for Q1 2015, filed 15 May 2015.