NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

70 hedge funds and large institutions have $90.6M invested in Virtus Convertible & Income Fund in 2016 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 20 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
–
Holders Change %
0%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
23
Reduced
20
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$5.91M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$3.19M
3
RCM
Rivernorth Capital Management
Florida
+$2.65M
4
NMC
Nine Masts Capital
Hong Kong
+$1.3M
5
Cohen & Steers
Cohen & Steers
New York
+$1.24M

Top Sellers

1
LCM
Landscape Capital Management
New Jersey
-$7.56M
2
OA
Oxbow Advisors
Texas
-$6.97M
3
DA
Doliver Advisors
Texas
-$1.24M
4
Geode Capital Management
Geode Capital Management
Massachusetts
-$857K
5
GC
Guggenheim Capital
Illinois
-$818K
Name Holding Trade Value Shares
Change 		Shares
Change %
PMG
51
ProVise Management Group
Florida
$63K – – –
Stifel Financial
52
Stifel Financial
Missouri
$62K +$62K +2,798 New
SC
53
Stratford Consulting
Texas
$55K – – –
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$46K -$6.2K -280 -12%
BA
55
BlackRock Advisors
Delaware
$38K – – –
NFG
56
Next Financial Group
Texas
$35K – – –
WRM
57
Westport Resources Management
Connecticut
$33K – – –
TFA
58
Transamerica Financial Advisors
Florida
$13K +$13K +577 New
AWMS
59
Advocacy Wealth Management Services
Georgia
$11K +$11K +500 New
Manulife (Manufacturers Life Insurance)
60
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K – – –
NSIM
61
North Star Investment Management
Illinois
$7K – – –
VIA
62
Vident Investment Advisory
Georgia
$6.43K +$6.43K +289,952 New
DBT
63
Dubuque Bank & Trust
Iowa
$6K – – –
BFEC
64
Benjamin F. Edwards & Company
Missouri
$6K – – –
CFA
65
Carroll Financial Associates
North Carolina
$5K – – –
GWM
66
Geneos Wealth Management
Colorado
$4K +$4K +200 New
DADC
67
D.A. Davidson & Co
Montana
$2K +$63 +3 +3%
Deutsche Bank
68
Deutsche Bank
Germany
$2K +$2K +125 New
PCM
69
Penserra Capital Management
California
$5 – -22 -8%
Geode Capital Management
70
Geode Capital Management
Massachusetts
– -$857K -38,677 Closed
CRC
71
Curi RMB Capital
Illinois
– -$721K -32,550 Closed
WAM
72
Weiss Asset Management
Massachusetts
– -$719K -32,458 Closed
TC
73
TFS Capital
Pennsylvania
– -$437K -19,721 Closed
Squarepoint
74
Squarepoint
New York
– -$143K -6,458 Closed
Millennium Management
75
Millennium Management
New York
– -$110K -4,948 Closed
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