NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

70 hedge funds and large institutions have $93M invested in Virtus Convertible & Income Fund in 2015 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 26 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+11
Holders Change %
+18.64%
% of All Funds
1.84%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
20
Increased
26
Reduced
16
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Landscape Capital Management
New Jersey
+$8.25M
2
OA
Oxbow Advisors
Texas
+$6.13M
3
NMC
Nine Masts Capital
Hong Kong
+$2.12M
4
SIA
Sit Investment Associates
Minnesota
+$1.53M
5
NCM
Newgate Capital Management
Connecticut
+$1.46M

Top Sellers

1
PPA
Parametric Portfolio Associates
Washington
-$908K
2
WAM
Wolverine Asset Management
Illinois
-$394K
3
UBS Group
UBS Group
Switzerland
-$381K
4
GC
Guggenheim Capital
Illinois
-$333K
5
Millennium Management
Millennium Management
New York
-$316K
Name Holding Trade Value Shares
Change 		Shares
Change %
SGCA
51
Steel Grove Capital Advisors
Tennessee
$73K +$73K +3,249 New
PMG
52
ProVise Management Group
Florida
$63K – – –
Bank of Montreal
53
Bank of Montreal
Ontario, Canada
$55K – – –
SC
54
Stratford Consulting
Texas
$55K +$55K +2,500 New
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$52K -$24.7K -1,119 -32%
BA
56
BlackRock Advisors
Delaware
$38K -$21.7K -976 -36%
NFG
57
Next Financial Group
Texas
$35K +$5.47K +250 +19%
WRM
58
Westport Resources Management
Connecticut
$33K +$33K +1,500 New
SF
59
Synovus Financial
Georgia
$20K +$624 +28 +3%
CCS
60
Crosspoint Capital Strategies
California
$18K +$18K +475 New
TRCT
61
Tower Research Capital (TRC)
New York
$9K -$2K -91 -18%
NSIM
62
North Star Investment Management
Illinois
$7K – – –
DBT
63
Dubuque Bank & Trust
Iowa
$6K – – –
BFEC
64
Benjamin F. Edwards & Company
Missouri
$6K – – –
PCM
65
Penserra Capital Management
California
$6K +$6K +259 New
CFA
66
Carroll Financial Associates
North Carolina
$5K +$5K +247 New
DADC
67
D.A. Davidson & Co
Montana
$2K +$65 +3 +3%
PSUF
68
People's United Financial
Connecticut
$1K – – –
Manulife (Manufacturers Life Insurance)
69
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9 +$9 +395 New
Susquehanna International Group
70
Susquehanna International Group
Pennsylvania
– -$116K -4,991 Closed
VC
71
Vicus Capital
Pennsylvania
– -$87K -3,747 Closed
CA
72
Cetera Advisors
Colorado
– -$81K -3,465 Closed
Citadel Advisors
73
Citadel Advisors
Florida
– -$60K -2,556 Closed
BCM
74
Brookstone Capital Management
Illinois
– -$40K -1,708 Closed
Deutsche Bank
75
Deutsche Bank
Germany
– -$33K -1,469 Closed
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