NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

50 hedge funds and large institutions have $77.7M invested in Virtus Convertible & Income Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 19 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
-5
Holders Change %
-9.09%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
16
Reduced
19
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
+$859K
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$252K
3
Morgan Stanley
Morgan Stanley
New York
+$202K
4
VIA
Vident Investment Advisory
Georgia
+$199K
5
IA
IFP Advisors
Florida
+$141K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$5.21M
2
Cohen & Steers
Cohen & Steers
New York
-$767K
3
SIM
Sonora Investment Management
Arizona
-$643K
4
Bank of America
Bank of America
North Carolina
-$547K
5
Invesco
Invesco
Georgia
-$373K
Name Holding Trade Value Shares
Change 		Shares
Change %
IP
26
Intellectus Partners
California
$210K -$53.6K -1,870 -20%
Creative Planning
27
Creative Planning
Kansas
$189K -$16K -564 -8%
RJA
28
Raymond James & Associates
Florida
$189K -$765 -27 -0.4%
GLA
29
Good Life Advisors
Pennsylvania
$184K – – –
NFG
30
Next Financial Group
Texas
$172K +$10.5K +370 +7%
LPL Financial
31
LPL Financial
California
$159K -$1.68K -59 -1%
Stifel Financial
32
Stifel Financial
Missouri
$143K -$9.46K -332 -6%
YP
33
Yellowstone Partners
Idaho
$139K +$139K +4,893 New
SBIA
34
Sheaff Brock Investment Advisors
Indiana
$120K +$120K +4,231 New
CDH
35
Charles D. Hyman
$95K – – –
PAG
36
Private Advisor Group
New Jersey
$91K +$9.3K +325 +11%
BRWA
37
B. Riley Wealth Advisors
Florida
$84K +$5.43K +190 +7%
SC
38
Stratford Consulting
Texas
$72K – – –
VF
39
Virtu Financial
New York
$72K +$72K +2,520 New
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$51K +$85 +3 +0.2%
FDCDDQ
41
Federation des caisses Desjardins du Quebec
Quebec, Canada
$34.8K – – –
GWM
42
Geneos Wealth Management
Colorado
$30K – – –
VFA
43
Valeo Financial Advisors
Indiana
$28K +$28K +1,000 New
Citigroup
44
Citigroup
New York
$16K – – –
Manulife (Manufacturers Life Insurance)
45
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$11K – – –
NSIM
46
North Star Investment Management
Illinois
$9K – – –
CFA
47
Carroll Financial Associates
North Carolina
$7K – – –
SIA
48
Sit Investment Associates
Minnesota
$6K -$5.21M -177,247 -100%
SIM
49
Sonora Investment Management
Arizona
– -$643K -23,067 Closed
DA
50
Doliver Advisors
Texas
– -$315K -11,286 Closed
1
2
3