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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
151
US Bancorp
Minnesota
$89K
FANJ
152
Financial Architects (New Jersey)
New Jersey
$66K
Nomura Holdings
153
Nomura Holdings
Japan
$41K +$40.5K +400 New
FNBT
154
FineMark National Bank & Trust
Florida
$30K +$20.3K +200 +200%
CAPTRUST Financial Advisors
155
CAPTRUST Financial Advisors
North Carolina
$21K +$101 +1 +0.5%
S
156
SignatureFD
Georgia
$15K -$54.9K -542 -79%
GI
157
Gradient Investments
Minnesota
$14K +$14.5K +143 New
BFEC
158
Benjamin F. Edwards & Company
Missouri
$11K
ECM
159
ETrade Capital Management
Virginia
$8K +$7.91K +78 New
MA
160
MCF Advisors
Kentucky
$3K +$2.53K +25 New
RIA
161
Regal Investment Advisors
Michigan
$2K +$1.62K +16 New
GC
162
Guggenheim Capital
Illinois
-$60.8M -600,000 Closed
WS
163
Wedbush Securities
California
-$1.71M -16,913 Closed
SMM
164
Stadion Money Management
Georgia
-$1.01M -10,000 Closed
BA
165
Bennicas & Associates
California
-$972K -9,600 Closed
BRWA
166
B. Riley Wealth Advisors
Florida
-$737K -7,275 Closed
HSA
167
HBK Sorce Advisory
Pennsylvania
-$552K -5,460 Closed
BB
168
Bell Bank
North Dakota
-$462K -4,560 Closed
DS
169
DRW Securities
Illinois
-$368K -3,636 Closed
MHIC
170
Marble Harbor Investment Counsel
Massachusetts
-$318K -3,140 Closed
FHC
171
First Heartland Consultants
Missouri
-$165K -1,632 Closed
TCOV
172
Trust Company of Vermont
Vermont
-$45K -448 Closed