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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.5B -$29.9M -294,438 -1%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$324M +$445K +4,380 +0.1%
Bank of America
3
Bank of America
North Carolina
$270M -$38.4M -377,363 -12%
UBS Group
4
UBS Group
Switzerland
$248M -$16.6M -163,469 -6%
Wells Fargo
5
Wells Fargo
California
$184M +$155K +1,523 +0.1%
BIAS
6
Beacon Investment Advisory Services
New Jersey
$145M +$8.71M +85,594 +6%
HWM
7
HB Wealth Management
Georgia
$138M +$139M +1,361,819 New
TF
8
Trek Financial
Arizona
$121M +$118M +1,161,280 +3,924%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$119M -$12.2M -119,998 -9%
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$113M +$113M +1,113,659 New
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$90.7M -$1.56M -15,369 -2%
LPL Financial
12
LPL Financial
California
$87M -$17.8M -174,577 -17%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$82M +$4.34M +42,633 +6%
Allianz Asset Management
14
Allianz Asset Management
Germany
$80.2M – – –
JWM
15
JFG Wealth Management
Colorado
$76.1M +$33.3M +327,531 +78%
KeyBank National Association
16
KeyBank National Association
Ohio
$69.6M +$368K +3,615 +0.5%
HighTower Advisors
17
HighTower Advisors
Illinois
$60M -$3.1M -30,515 -5%
Stifel Financial
18
Stifel Financial
Missouri
$58.6M -$6.44M -63,320 -10%
MIAS
19
Mason Investment Advisory Services
Virginia
$57.9M -$1.73M -17,029 -3%
KPCM
20
Kings Point Capital Management
New York
$56.3M +$13.9M +136,682 +33%
SLF
21
Sun Life Financial
Ontario, Canada
$54.2M -$16.6M -163,000 -23%
JFGLC
22
Johnson Financial Group LLC (Colorado)
Colorado
$52.3M -$1.36M -13,331 -3%
MA
23
Montag & Associates
Georgia
$50.9M +$4.41M +43,374 +9%
TCM
24
TD Capital Management
Tennessee
$48.5M +$9.73M +95,634 +25%
Charles Schwab
25
Charles Schwab
California
$47M +$2.27M +22,318 +5%
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