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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$375M +$44.9M +441,974 +14%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$327M +$16.9K +167 +0%
WIM
3
Windhaven Investment Management
Massachusetts
$274M -$16.4M -161,314 -6%
UBS Group
4
UBS Group
Switzerland
$143M -$30.8M -303,540 -18%
RIG
5
RiverFront Investment Group
Virginia
$130M +$129M +1,274,739 New
Bank of America
6
Bank of America
North Carolina
$116M +$3.1M +30,535 +3%
Wells Fargo
7
Wells Fargo
California
$87.2M -$12M -118,740 -12%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$81M +$8.86M +87,275 +12%
UCFA
9
United Capital Financial Advisors
Texas
$75.7M +$10.6M +104,321 +16%
BCI
10
Brinker Capital Investments
Pennsylvania
$61.6M +$30.8M +303,725 +100%
PAG
11
Pinnacle Advisory Group
Maryland
$61.2M -$1.92M -18,965 -3%
FT
12
Fiduciary Trust
Massachusetts
$58.5M +$13.8M +135,536 +31%
RJA
13
Raymond James & Associates
Florida
$52.4M +$24.2M +237,998 +86%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$52M +$12.9M +127,254 +33%
ECM
15
Evergreen Capital Management
Washington
$37.6M +$4.43M +43,614 +13%
WT
16
Whittier Trust
California
$37M +$6.11M +60,243 +20%
FFA
17
First Foundation Advisors
California
$36.3M +$4.59M +45,217 +15%
Citigroup
18
Citigroup
New York
$35.2M +$619K +6,104 +2%
SMM
19
Stadion Money Management
Georgia
$33.6M -$203 -2 -0%
TCM
20
TD Capital Management
Tennessee
$33.5M -$2.34M -23,101 -7%
OPERF
21
Oregon Public Employees Retirement Fund
Oregon
$33.4M – – –
LPL Financial
22
LPL Financial
California
$32.1M +$1.29M +12,731 +4%
SGAM
23
Steinberg Global Asset Management
Florida
$27.8M +$3.47M +34,228 +14%
WA
24
WP Advisors
California
$23.5M +$920K +9,063 +4%
HCM
25
Harvest Capital Management
New Hampshire
$21.4M +$18.6M +182,905 +669%
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