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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$474M +$58.1M +571,014 +14%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$402M – – –
WIM
3
Windhaven Investment Management
Massachusetts
$251M -$41.3M -406,177 -14%
Bank of America
4
Bank of America
North Carolina
$188M +$35.2M +345,754 +23%
UBS Group
5
UBS Group
Switzerland
$178M -$1.32M -13,019 -0.7%
Wells Fargo
6
Wells Fargo
California
$137M +$26.5M +260,544 +24%
Citigroup
7
Citigroup
New York
$109M -$4.04M -39,677 -4%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$98.6M +$6.95M +68,318 +8%
UCFA
9
United Capital Financial Advisors
Texas
$97.6M +$6.12M +60,164 +7%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$76.9M +$26.6M +261,432 +53%
PAG
11
Pinnacle Advisory Group
Maryland
$73.2M +$4.38M +43,077 +6%
ECM
12
Evergreen Capital Management
Washington
$62.8M +$62.9M +618,218 New
BCI
13
Brinker Capital Investments
Pennsylvania
$61.4M +$3.48M +34,244 +6%
FT
14
Fiduciary Trust
Massachusetts
$50M +$18.1M +178,341 +57%
LPL Financial
15
LPL Financial
California
$42.6M +$1.86M +18,324 +5%
SCP
16
Syntal Capital Partners
Texas
$37.9M +$38M +373,433 New
SMM
17
Stadion Money Management
Georgia
$34.4M – – –
OPERF
18
Oregon Public Employees Retirement Fund
Oregon
$33.6M – – –
PCP
19
Proficio Capital Partners
Massachusetts
$32.9M +$6.06M +59,536 +23%
TCM
20
TD Capital Management
Tennessee
$29.4M -$797K -7,834 -3%
RJA
21
Raymond James & Associates
Florida
$29.1M -$2.85M -28,008 -9%
WT
22
Whittier Trust
California
$27.7M -$9.8M -96,369 -26%
ST
23
Smithfield Trust
Pennsylvania
$26.9M +$1.09M +10,713 +4%
SGAM
24
Steinberg Global Asset Management
Florida
$26M -$2.04M -20,037 -7%
SAS
25
Sage Advisory Services
Texas
$24.6M +$1.53M +15,068 +7%
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