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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$225M +$61.9M +612,658 +38%
CC
2
Curian Capital
Colorado
$191M +$15.6M +154,008 +9%
UBS Group
3
UBS Group
Switzerland
$143M +$60.9M +602,621 +74%
Bank of America
4
Bank of America
North Carolina
$123M +$11.4M +112,963 +10%
WIM
5
Windhaven Investment Management
Massachusetts
$121M -$8.13M -80,406 -6%
Wells Fargo
6
Wells Fargo
California
$102M +$16.7M +164,725 +19%
RIG
7
RiverFront Investment Group
Virginia
$77M +$77.3M +764,498 New
BCI
8
Brinker Capital Investments
Pennsylvania
$66M -$2.42M -23,960 -4%
VKH
9
Virtu KCG Holdings
New York
$45.5M +$45M +444,875 +6,215%
GC
10
Grimes & Company
Massachusetts
$44.1M +$44.2M +437,606 New
FT
11
Fiduciary Trust
Massachusetts
$40.2M -$9.57M -94,689 -19%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$39M +$6.78M +67,045 +21%
AI
13
Atria Investments
North Carolina
$34.7M +$22.4M +221,383 +179%
TCM
14
TD Capital Management
Tennessee
$34M -$24.9M -246,272 -42%
OPERF
15
Oregon Public Employees Retirement Fund
Oregon
$33M – – –
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$30M +$1.57M +15,562 +6%
QA
17
Quantitative Advantage
Minnesota
$27.8M +$22.1M +218,275 +382%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$26.9M +$24.3M +240,590 +920%
CAW
19
Cornerstone Advisors (Washington)
Washington
$25.8M -$3.95M -39,116 -13%
UCFA
20
United Capital Financial Advisors
Texas
$24.5M +$1.4M +13,888 +6%
SMM
21
Stadion Money Management
Georgia
$24.5M +$19.7M +195,336 +410%
LPL Financial
22
LPL Financial
California
$23.3M +$1.69M +16,765 +8%
TFA
23
Transamerica Financial Advisors
Florida
$22M +$1.48M +14,652 +7%
TCM
24
Tuttle Capital Management
Connecticut
$21.4M +$19.5M +192,847 +995%
Chevy Chase Trust
25
Chevy Chase Trust
Maryland
$21.2M +$5.74M +56,770 +37%
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