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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
CC
1
Curian Capital
Colorado
$514M +$515M +5,076,305 New
Morgan Stanley
2
Morgan Stanley
New York
$200M +$201M +1,977,334 New
WIM
3
Windhaven Investment Management
Massachusetts
$153M +$153M +1,507,431 New
Allianz Asset Management
4
Allianz Asset Management
Germany
$99.2M +$99.5M +980,000 New
Bank of America
5
Bank of America
North Carolina
$85.1M +$85.3M +839,985 New
FT
6
Fiduciary Trust
Massachusetts
$81.7M +$81.9M +806,555 New
LPL Financial
7
LPL Financial
California
$77.6M +$77.8M +766,453 New
GC
8
Guggenheim Capital
Illinois
$60.8M +$60.9M +600,000 New
U
9
UBS
Switzerland
$55.2M +$55.3M +544,793 New
Wells Fargo
10
Wells Fargo
California
$48.9M +$49.1M +483,340 New
BCI
11
Brinker Capital Investments
Pennsylvania
$48.8M +$48.9M +481,814 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$46.3M +$46.4M +457,255 New
Bank of New York Mellon
13
Bank of New York Mellon
New York
$38.3M +$38.4M +378,047 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$34.5M +$34.6M +340,450 New
UCFA
15
United Capital Financial Advisors
Texas
$30.7M +$30.8M +302,881 New
QA
16
Quantitative Advantage
Minnesota
$29.4M +$29.5M +290,644 New
WI
17
WBI Investments
New Jersey
$29.2M +$29.3M +288,376 New
AI
18
Atria Investments
North Carolina
$26.3M +$26.4M +260,166 New
TFA
19
Transamerica Financial Advisors
Florida
$22.2M +$22.3M +219,336 New
Chevy Chase Trust
20
Chevy Chase Trust
Maryland
$20.5M +$20.5M +202,145 New
TCM
21
TD Capital Management
Tennessee
$20.2M +$20.3M +199,778 New
BFA
22
Beaumont Financial Advisors
Massachusetts
$19.1M +$19.2M +189,013 New
CAW
23
Cornerstone Advisors (Washington)
Washington
$16.7M +$16.7M +164,707 New
WG
24
Welch Group
Alabama
$12.2M +$12.2M +120,069 New
LG
25
LaFleur & Godfrey
Michigan
$11.1M +$11.1M +109,575 New
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