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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.08B +$89.5M +883,371 +9%
UBS Group
2
UBS Group
Switzerland
$393M +$83.6M +825,055 +27%
Bank of America
3
Bank of America
North Carolina
$236M -$103M -1,016,326 -30%
HB
4
Homrich & Berg
Georgia
$208M +$3.7M +36,519 +2%
Fidelity Investments
5
Fidelity Investments
Massachusetts
$152M -$200M -1,976,018 -57%
TTSTC
6
Texas Treasury Safekeeping Trust Company
Texas
$135M – – –
Wells Fargo
7
Wells Fargo
California
$119M -$36M -355,420 -23%
Carson Wealth (CWM LLC)
8
Carson Wealth (CWM LLC)
Nebraska
$117M +$102M +1,004,762 +713%
CSIA
9
Charles Schwab Investment Advisory
California
$102M -$247M -2,441,271 -71%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$91.6M +$10.7M +105,607 +13%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$86.4M -$112M -1,106,477 -57%
LPL Financial
12
LPL Financial
California
$84.9M -$13M -128,564 -13%
BIAS
13
Beacon Investment Advisory Services
New Jersey
$78.6M +$52.4M +517,479 +202%
TCM
14
TD Capital Management
Tennessee
$67.4M +$13.4M +132,418 +25%
Stifel Financial
15
Stifel Financial
Missouri
$59.2M +$18M +177,238 +44%
B
16
Bailard
California
$58.7M +$1.5M +14,775 +3%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$58.1M +$53.7M +530,490 +1,262%
Citigroup
18
Citigroup
New York
$57.4M -$33.4M -329,394 -37%
CG
19
Colony Group
Massachusetts
$56.7M +$45.2M +446,006 +397%
UCFA
20
United Capital Financial Advisors
Texas
$51M -$4.41M -43,557 -8%
SCP
21
Syntal Capital Partners
Texas
$47.2M +$2.18M +21,490 +5%
CA
22
Capital Advantage
California
$45.1M -$23.6M -233,324 -34%
ECM
23
Evergreen Capital Management
Washington
$43.8M -$10.4M -102,407 -19%
JFGLC
24
Johnson Financial Group LLC (Colorado)
Colorado
$43.4M +$566K +5,588 +1%
BCI
25
Brinker Capital Investments
Pennsylvania
$41.7M -$2.79M -27,557 -6%
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