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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$402M +$275M +2,716,625 +218%
Morgan Stanley
2
Morgan Stanley
New York
$292M +$30.5M +301,216 +12%
UBS Group
3
UBS Group
Switzerland
$159M +$10.8M +106,794 +7%
WIM
4
Windhaven Investment Management
Massachusetts
$95.7M -$3.3M -32,583 -3%
PAG
5
Pinnacle Advisory Group
Maryland
$79.2M -$289K -2,857 -0.4%
Bank of America
6
Bank of America
North Carolina
$78.2M +$2.82M +27,848 +4%
Wells Fargo
7
Wells Fargo
California
$77.3M +$14.1M +138,749 +22%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$46.4M +$7.1M +70,086 +18%
UCFA
9
United Capital Financial Advisors
Texas
$44.9M +$17.3M +171,141 +63%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$40.5M +$3.62M +35,783 +10%
TCM
11
TD Capital Management
Tennessee
$37.3M -$1.1M -10,827 -3%
Citigroup
12
Citigroup
New York
$36.4M +$13.5M +133,547 +59%
HCM
13
Howland Capital Management
Massachusetts
$34.2M -$219K -2,165 -0.6%
SMM
14
Stadion Money Management
Georgia
$33.5M -$225M -2,221,440 -87%
OPERF
15
Oregon Public Employees Retirement Fund
Oregon
$33.3M – – –
FT
16
Fiduciary Trust
Massachusetts
$32.8M +$5.34M +52,685 +19%
FFA
17
First Foundation Advisors
California
$28.9M +$27.6M +272,065 +2,061%
BCI
18
Brinker Capital Investments
Pennsylvania
$28.9M -$439K -4,337 -1%
Chevy Chase Trust
19
Chevy Chase Trust
Maryland
$26.7M +$9.14M +90,265 +52%
ECM
20
Evergreen Capital Management
Washington
$24.6M +$24.6M +242,420 New
LPL Financial
21
LPL Financial
California
$24.6M +$1.07M +10,569 +5%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$23.7M -$1.22M -12,018 -5%
CAW
23
Cornerstone Advisors (Washington)
Washington
$20.3M -$2.47M -24,356 -11%
BC
24
Brinker Capital
Pennsylvania
$17.5M -$1.29M -12,764 -7%
SGAM
25
Steinberg Global Asset Management
Florida
$16.4M +$589K +5,819 +4%
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