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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
CC
1
Curian Capital
Colorado
$176M +$56.9M +561,755 +48%
Morgan Stanley
2
Morgan Stanley
New York
$164M +$4.79M +47,283 +3%
WIM
3
Windhaven Investment Management
Massachusetts
$130M -$3.82M -37,753 -3%
FSIM
4
F-Squared Investment Management
Massachusetts
$121M -$213M -2,102,077 -64%
Bank of America
5
Bank of America
North Carolina
$112M +$26.2M +258,559 +30%
Wells Fargo
6
Wells Fargo
California
$85.6M +$39.3M +388,077 +85%
UBS Group
7
UBS Group
Switzerland
$82.9M +$27.5M +271,705 +50%
WI
8
WBI Investments
New Jersey
$74.9M +$74.9M +740,248 New
BCI
9
Brinker Capital Investments
Pennsylvania
$68.7M +$1.58M +15,580 +2%
TCM
10
TD Capital Management
Tennessee
$59.1M -$11.6M -114,524 -16%
FT
11
Fiduciary Trust
Massachusetts
$50M -$15.8M -156,373 -24%
BCM
12
Brookstone Capital Management
Illinois
$48.5M -$2.78M -27,452 -5%
NYLIM
13
New York Life Investment Management
New York
$33.6M -$21M -207,056 -38%
OPERF
14
Oregon Public Employees Retirement Fund
Oregon
$33.1M +$759K +7,500 +2%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$32.3M +$1.8M +17,770 +6%
CAW
16
Cornerstone Advisors (Washington)
Washington
$29.9M +$505K +4,989 +2%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$28.5M -$70.3M -694,080 -71%
Goldman Sachs
18
Goldman Sachs
New York
$24.4M +$9.15M +90,406 +60%
UCFA
19
United Capital Financial Advisors
Texas
$23.2M -$72.6M -716,806 -76%
LPL Financial
20
LPL Financial
California
$21.7M -$1.6M -15,764 -7%
TFA
21
Transamerica Financial Advisors
Florida
$20.6M +$1.57M +15,533 +8%
SGAM
22
Steinberg Global Asset Management
Florida
$16.5M +$687K +6,784 +4%
Chevy Chase Trust
23
Chevy Chase Trust
Maryland
$15.6M -$16.1M -158,847 -51%
JIC
24
Johnson Investment Counsel
Ohio
$14.4M +$278K +2,747 +2%
Allianz Asset Management
25
Allianz Asset Management
Germany
$14.4M -$26.7M -263,673 -65%
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