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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$417M +$26.8M +263,094 +7%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$403M – – –
WIM
3
Windhaven Investment Management
Massachusetts
$293M +$18.7M +183,782 +7%
UBS Group
4
UBS Group
Switzerland
$179M +$9.58M +94,218 +6%
Bank of America
5
Bank of America
North Carolina
$153M +$11.3M +111,298 +8%
Citigroup
6
Citigroup
New York
$113M +$73M +717,869 +182%
Wells Fargo
7
Wells Fargo
California
$111M +$4.97M +48,823 +5%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$91.8M -$6.42M -63,072 -7%
UCFA
9
United Capital Financial Advisors
Texas
$91.7M +$1.93M +18,992 +2%
PAG
10
Pinnacle Advisory Group
Maryland
$69M -$759K -7,464 -1%
BCI
11
Brinker Capital Investments
Pennsylvania
$58.1M -$4.21M -41,379 -7%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$50.5M +$195K +1,919 +0.4%
LPL Financial
13
LPL Financial
California
$40.8M +$7.55M +74,255 +23%
WT
14
Whittier Trust
California
$37.6M +$2.32M +22,833 +7%
SMM
15
Stadion Money Management
Georgia
$34.5M -$16.3K -160 -0%
OPERF
16
Oregon Public Employees Retirement Fund
Oregon
$33.7M +$102K +1,000 +0.3%
RJA
17
Raymond James & Associates
Florida
$32M -$21.4M -210,090 -40%
FT
18
Fiduciary Trust
Massachusetts
$31.9M -$29.6M -290,946 -48%
PMLI
19
Penn Mutual Life Insurance
Pennsylvania
$30.4M +$30.3M +298,000 New
TCM
20
TD Capital Management
Tennessee
$30.3M -$2.67M -26,201 -8%
SGAM
21
Steinberg Global Asset Management
Florida
$28.1M +$2.28M +22,389 +9%
PCP
22
Proficio Capital Partners
Massachusetts
$26.9M +$6.55M +64,378 +32%
ST
23
Smithfield Trust
Pennsylvania
$25.9M +$5.53M +54,356 +27%
RIG
24
RiverFront Investment Group
Virginia
$25M -$105M -1,030,775 -81%
Stifel Financial
25
Stifel Financial
Missouri
$24.2M -$3.97M -39,005 -14%
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