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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$988M +$222M +2,194,819 +29%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$350M +$112K +1,101 +0%
CSIA
3
Charles Schwab Investment Advisory
California
$348M -$20.5M -201,821 -6%
Bank of America
4
Bank of America
North Carolina
$337M +$103M +1,012,980 +44%
UBS Group
5
UBS Group
Switzerland
$307M -$43.7M -430,687 -12%
HB
6
Homrich & Berg
Georgia
$203M +$42.1M +415,532 +26%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$198M +$136M +1,340,565 +218%
Wells Fargo
8
Wells Fargo
California
$154M +$19.6M +193,727 +15%
TTSTC
9
Texas Treasury Safekeeping Trust Company
Texas
$134M -$9.12M -90,000 -6%
SMM
10
Stadion Money Management
Georgia
$114M +$73.8M +727,885 +182%
JP Morgan Chase
11
JP Morgan Chase
New York
$106M +$103M +1,011,562 +2,823%
LPL Financial
12
LPL Financial
California
$97.4M -$2.77M -27,359 -3%
FTUS
13
Flow Traders U.S.
New York
$94.3M +$94.7M +934,340 New
Citigroup
14
Citigroup
New York
$90.3M -$1.01M -9,982 -1%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$80.4M -$7.36M -72,623 -8%
CA
16
Capital Advantage
California
$68.4M +$708K +6,986 +1%
WSTAM
17
Wilbanks Smith & Thomas Asset Management
Virginia
$64.2M +$24.2M +238,296 +60%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$61.6M +$34.8M +343,697 +129%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$58.6M +$47.2M +465,972 +408%
B
20
Bailard
California
$56.9M +$56.8M +560,851 +23,715%
UCFA
21
United Capital Financial Advisors
Texas
$55.1M -$18.4M -181,669 -25%
ECM
22
Evergreen Capital Management
Washington
$53.8M -$9.31M -91,900 -15%
TCM
23
TD Capital Management
Tennessee
$53.7M +$6.71M +66,237 +14%
SCP
24
Syntal Capital Partners
Texas
$44.9M -$4.22M -41,643 -9%
BCI
25
Brinker Capital Investments
Pennsylvania
$44.3M -$24.9M -245,278 -36%
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