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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$576M +$102M +1,003,637 +21%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$352M -$50M -492,226 -12%
Bank of America
3
Bank of America
North Carolina
$191M +$3.14M +30,894 +2%
UBS Group
4
UBS Group
Switzerland
$162M -$16M -157,534 -9%
Wells Fargo
5
Wells Fargo
California
$156M +$18.5M +182,073 +13%
SMM
6
Stadion Money Management
Georgia
$152M +$118M +1,157,029 +342%
UCFA
7
United Capital Financial Advisors
Texas
$97.8M +$212K +2,090 +0.2%
Citigroup
8
Citigroup
New York
$90.4M -$18.5M -182,335 -17%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$73.3M -$3.6M -35,489 -5%
PFG
10
Piershale Financial Group
Illinois
$68.2M +$68.3M +672,577 New
BCI
11
Brinker Capital Investments
Pennsylvania
$67.9M +$6.45M +63,513 +10%
WIM
12
Windhaven Investment Management
Massachusetts
$67.4M -$184M -1,812,801 -73%
CA
13
Capital Advantage
California
$66.1M +$64.5M +635,381 +4,066%
ECM
14
Evergreen Capital Management
Washington
$65M +$2.19M +21,524 +3%
LPL Financial
15
LPL Financial
California
$51.1M +$8.54M +84,078 +20%
FT
16
Fiduciary Trust
Massachusetts
$49.4M -$602K -5,924 -1%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$39.4M -$59.1M -581,769 -60%
TCM
18
TD Capital Management
Tennessee
$38.8M +$9.38M +92,319 +32%
SAS
19
Sage Advisory Services
Texas
$35.8M +$11.2M +110,395 +46%
ST
20
Smithfield Trust
Pennsylvania
$34.8M +$7.88M +77,536 +29%
OPERF
21
Oregon Public Employees Retirement Fund
Oregon
$33.6M – – –
HH
22
Hilltop Holdings
Texas
$32.5M +$31.1M +306,254 +2,246%
CAL
23
Capital Analysts LLC
Pennsylvania
$28.6M +$28.6M +281,901 New
SGAM
24
Steinberg Global Asset Management
Florida
$26.3M +$267K +2,628 +1%
PCP
25
Proficio Capital Partners
Massachusetts
$26.1M -$6.74M -66,404 -21%
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