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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$260M +$51.2M +508,361 +25%
UBS Group
2
UBS Group
Switzerland
$169M -$31.3M -310,531 -16%
Fidelity Investments
3
Fidelity Investments
Massachusetts
$125M +$125M +1,243,460 New
WIM
4
Windhaven Investment Management
Massachusetts
$103M -$8.08M -80,255 -7%
Wells Fargo
5
Wells Fargo
California
$95.6M +$12M +119,274 +14%
Bank of America
6
Bank of America
North Carolina
$93.5M -$8.51M -84,574 -8%
LPL Financial
7
LPL Financial
California
$42.5M -$12.1M -120,123 -22%
BCI
8
Brinker Capital Investments
Pennsylvania
$40.3M -$34.6M -344,161 -46%
TCM
9
TD Capital Management
Tennessee
$39.8M +$6.8M +67,572 +21%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$38.8M -$7.3M -72,582 -16%
OPERF
11
Oregon Public Employees Retirement Fund
Oregon
$33M – – –
CG
12
Colony Group
Massachusetts
$32.5M +$28.9M +287,377 +810%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$32M -$4.04M -40,134 -11%
FT
14
Fiduciary Trust
Massachusetts
$29.7M -$5.15M -51,162 -15%
UCFA
15
United Capital Financial Advisors
Texas
$26.6M +$475K +4,720 +2%
CAW
16
Cornerstone Advisors (Washington)
Washington
$24.8M +$2.31M +22,973 +10%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$22.9M +$13.4M +133,347 +141%
QA
18
Quantitative Advantage
Minnesota
$22.6M +$8.42M +83,649 +59%
SAM
19
Shamrock Asset Management
Texas
$21.8M +$6.1M +60,595 +39%
BC
20
Brinker Capital
Pennsylvania
$21.1M +$2.42M +24,070 +13%
Chevy Chase Trust
21
Chevy Chase Trust
Maryland
$18M -$4.69M -46,590 -21%
TFA
22
Transamerica Financial Advisors
Florida
$17.7M -$2.33M -23,180 -12%
Goldman Sachs
23
Goldman Sachs
New York
$16.8M -$1.92M -19,082 -10%
Citigroup
24
Citigroup
New York
$15.6M +$14.2M +140,919 +1,033%
SMM
25
Stadion Money Management
Georgia
$15.6M -$3.78M -37,540 -20%
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