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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.25B +$143M +1,402,207 +13%
UBS Group
2
UBS Group
Switzerland
$736M +$337M +3,311,862 +84%
Fidelity Investments
3
Fidelity Investments
Massachusetts
$327M +$175M +1,723,256 +115%
Bank of America
4
Bank of America
North Carolina
$221M -$8.46M -83,212 -4%
TTSTC
5
Texas Treasury Safekeeping Trust Company
Texas
$135M -$613K -6,033 -0.5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$133M +$11.9M +117,337 +10%
Wells Fargo
7
Wells Fargo
California
$132M +$18.1M +178,202 +16%
Carson Wealth (CWM LLC)
8
Carson Wealth (CWM LLC)
Nebraska
$117M – – –
Citigroup
9
Citigroup
New York
$116M +$701K +6,895 +0.6%
LPL Financial
10
LPL Financial
California
$102M +$11.2M +110,170 +12%
BIAS
11
Beacon Investment Advisory Services
New Jersey
$93.7M +$14.1M +139,101 +18%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$68.6M +$1.49M +14,684 +2%
TCM
13
TD Capital Management
Tennessee
$64.4M -$841K -8,276 -1%
JFGLC
14
Johnson Financial Group LLC (Colorado)
Colorado
$63.2M -$10.5M -103,384 -14%
UCFA
15
United Capital Financial Advisors
Texas
$54.2M +$4.51M +44,339 +9%
AW
16
Avion Wealth
Texas
$53.6M +$53.6M +527,275 New
RCG
17
Rock Creek Group
District of Columbia
$53.4M +$3.57M +35,147 +7%
Stifel Financial
18
Stifel Financial
Missouri
$51.3M -$13M -128,131 -20%
HighTower Advisors
19
HighTower Advisors
Illinois
$48.8M +$14.7M +144,901 +43%
CA
20
Capital Advantage
California
$45.9M +$45.9M +451,044 New
ECM
21
Evergreen Capital Management
Washington
$42.6M -$511K -5,030 -1%
HB
22
Homrich & Berg
Georgia
$41.3M -$10M -98,404 -20%
SMM
23
Stadion Money Management
Georgia
$40.2M -$376K -3,696 -0.9%
MIAS
24
Mason Investment Advisory Services
Virginia
$39.1M +$914K +8,988 +2%
BCI
25
Brinker Capital Investments
Pennsylvania
$38.6M -$65.7K -646 -0.2%
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