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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$688M +$111M +1,094,512 +19%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$302M -$50M -492,275 -14%
Bank of America
3
Bank of America
North Carolina
$207M +$15.9M +156,330 +8%
UBS Group
4
UBS Group
Switzerland
$194M +$32.7M +322,486 +20%
TTSTC
5
Texas Treasury Safekeeping Trust Company
Texas
$194M +$194M +1,906,785 New
Wells Fargo
6
Wells Fargo
California
$174M +$18.5M +182,706 +12%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$127M +$87.6M +863,107 +222%
UCFA
8
United Capital Financial Advisors
Texas
$100M +$2.52M +24,863 +3%
Citigroup
9
Citigroup
New York
$96.2M +$5.77M +56,886 +6%
LPL Financial
10
LPL Financial
California
$83.6M +$32.5M +319,931 +64%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$72.6M -$669K -6,586 -0.9%
CA
12
Capital Advantage
California
$68.5M +$2.41M +23,729 +4%
CSIA
13
Charles Schwab Investment Advisory
California
$66.4M +$66.4M +653,975 New
ECM
14
Evergreen Capital Management
Washington
$65.5M +$514K +5,059 +0.8%
B
15
Bailard
California
$59.1M +$59.1M +582,472 New
BCI
16
Brinker Capital Investments
Pennsylvania
$58.2M -$9.65M -95,025 -14%
FT
17
Fiduciary Trust
Massachusetts
$49.6M +$239K +2,358 +0.5%
ST
18
Smithfield Trust
Pennsylvania
$48.1M +$13.3M +131,228 +38%
TCM
19
TD Capital Management
Tennessee
$44.9M +$6.12M +60,308 +16%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$37M +$11.2M +110,295 +43%
SMM
21
Stadion Money Management
Georgia
$34.4M -$117M -1,156,668 -77%
OPERF
22
Oregon Public Employees Retirement Fund
Oregon
$32.8M -$812K -8,000 -2%
Stifel Financial
23
Stifel Financial
Missouri
$32.7M +$8.72M +85,879 +36%
CAL
24
Capital Analysts LLC
Pennsylvania
$29.2M +$539K +5,311 +2%
PFG
25
Piershale Financial Group
Illinois
$28.7M -$39.6M -390,311 -58%
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