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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$2.39B -$60M -596,666 -2%
Morgan Stanley
2
Morgan Stanley
New York
$778M -$10.3M -102,353 -1%
AssetMark Inc
3
AssetMark Inc
California
$721M +$49M +487,294 +7%
Wells Fargo
4
Wells Fargo
California
$354M -$77.7M -772,962 -18%
HWM
5
HB Wealth Management
Georgia
$349M +$29M +288,275 +9%
LPL Financial
6
LPL Financial
California
$300M +$65M +647,184 +28%
UBS Group
7
UBS Group
Switzerland
$193M +$15.7M +155,934 +9%
Carson Wealth (CWM LLC)
8
Carson Wealth (CWM LLC)
Nebraska
$163M -$9.05M -90,021 -5%
Bank of America
9
Bank of America
North Carolina
$115M -$1.97M -19,577 -2%
Renaissance Technologies
10
Renaissance Technologies
New York
$91.8M +$8.51M +84,700 +10%
JFGLC
11
Johnson Financial Group LLC (Colorado)
Colorado
$87.8M +$19.8M +196,777 +29%
Focus Partners Wealth
12
Focus Partners Wealth
Massachusetts
$83.1M +$44.2M +439,707 +113%
KeyBank National Association
13
KeyBank National Association
Ohio
$68.3M -$1.19M -11,841 -2%
FM
14
Family Management
New York
$63.9M +$4M +39,823 +7%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$63.6M -$361K -3,595 -0.6%
JWM
16
JFG Wealth Management
Colorado
$62M +$28.4M +282,168 +84%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$61.8M -$39.2M -389,589 -39%
AWM
18
AE Wealth Management
Kansas
$60.9M +$15.2M +151,246 +33%
MIAS
19
Mason Investment Advisory Services
Virginia
$58M -$6.05M -60,232 -9%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$56.1M -$13.8M -137,773 -20%
EP
21
Essential Planning
New Hampshire
$55.5M +$54.7M +543,936 +6,321%
Mariner
22
Mariner
Kansas
$53.7M -$2.7M -26,844 -5%
KF
23
Krilogy Financial
Missouri
$53.7M +$16.1M +160,501 +43%
Stifel Financial
24
Stifel Financial
Missouri
$51.3M -$14.1K -140 -0%
Osaic Holdings
25
Osaic Holdings
Arizona
$50.4M -$2.5M -24,912 -5%
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