HBK Sorce Advisory’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

HBK Sorce Advisory’s Portfolio MINT Stock Details MINT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-2,850	Closed	-$288K	–	217
2014 Q4	$288K	Sell	2,850 -1,240	-30%	-$126K	0.1%	139
2014 Q3	$415K	Sell	4,090 -985	-19%	-$99.9K	0.15%	98
2014 Q2	$515K	Buy	+5,075	New	+$515K	0.18%	81
2013 Q3	–	Sell	-5,460	Closed	-$552K	–	183
2013 Q2	$552K	Buy	+5,460	New	+$554K	0.12%	119

Other funds holding MINT

F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

Curian Capital Denver, Colorado $1.35B AUM 0.33% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

United Capital Financial Advisors Irving, Texas $16.2B AUM 16.34% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TD Capital Management Memphis, Tennessee $1.11B AUM 10.06% 1-Year Est. Return

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return