DRW Securities’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-9,015	Closed	-$915K	–	136
2018 Q1	$915K	Hold	9,015	–	–	0.06%	51
2017 Q4	$916K	Hold	9,015	–	–	0.1%	118
2017 Q3	$918K	Hold	9,015	–	–	0.28%	16
2017 Q2	$917K	Hold	9,015	–	–	0.16%	15
2017 Q1	$916K	Hold	9,015	–	–	0.16%	23
2016 Q4	$913K	Hold	9,015	–	–	0.07%	19
2016 Q3	$914K	Hold	9,015	–	–	0.06%	22
2016 Q2	$912K	Hold	9,015	–	–	0.06%	19
2016 Q1	$909K	Hold	9,015	–	–	0.06%	22
2015 Q4	$907K	Sell	9,015 -7,900	-47%	-$795K	0.09%	20
2015 Q3	$1.7M	Buy	+16,915	New	+$1.7M	0.19%	13
2015 Q1	–	Sell	-2,146	Closed	-$217K	–	99
2014 Q4	$217K	Buy	+2,146	New	+$217K	0.02%	77
2014 Q3	–	Sell	-2,945	Closed	-$299K	–	80
2014 Q2	$299K	Sell	2,945 -32,785	-92%	-$3.33M	0.05%	64
2014 Q1	$3.62M	Buy	+35,730	New	+$3.62M	0.28%	17
2013 Q3	–	Sell	-3,636	Closed	-$368K	–	196
2013 Q2	$368K	Buy	+3,636	New	+$368K	0.01%	126