DRW Securities’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-9,015	Closed	-$915K	–	164
2018 Q1	$915K	Hold	9,015	–	–	0.07%	64
2017 Q4	$916K	Hold	9,015	–	–	0.17%	130
2017 Q3	$918K	Hold	9,015	–	–	0.73%	23
2017 Q2	$917K	Hold	9,015	–	–	0.73%	34
2017 Q1	$916K	Hold	9,015	–	–	0.18%	27
2016 Q4	$913K	Hold	9,015	–	–	0.26%	32
2016 Q3	$914K	Hold	9,015	–	–	0.46%	41
2016 Q2	$912K	Hold	9,015	–	–	0.29%	34
2016 Q1	$909K	Hold	9,015	–	–	0.29%	37
2015 Q4	$907K	Sell	9,015 -7,900	-47%	-$796K	0.49%	28
2015 Q3	$1.7M	Buy	+16,915	New	+$1.71M	1.9%	22
2015 Q1	–	Sell	-2,146	Closed	-$217K	–	137
2014 Q4	$217K	Buy	+2,146	New	+$217K	0.09%	103
2014 Q3	–	Sell	-2,945	Closed	-$299K	–	116
2014 Q2	$299K	Sell	2,945 -32,785	-92%	-$3.33M	0.13%	88
2014 Q1	$3.62M	Buy	+35,730	New	+$3.62M	1.63%	23
2013 Q3	–	Sell	-3,636	Closed	-$368K	–	222
2013 Q2	$368K	Buy	+3,636	New	+$369K	0.12%	154