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LPL Financial
LPLA

Overview Fund Activity

162 hedge funds and large institutions have $4.12B invested in LPL Financial in 2014 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 66 increasing their positions, 54 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
162
Holders Change
-13
Holders Change %
-7.43%
% of All Funds
4.32%
Holding in Top 10
11
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+83.33%
% of All Funds
0.29%
New
26
Increased
66
Reduced
54
Closed
37
Calls
$63K
Puts
$612K
Net Calls
-$549K
Net Calls Change
-$576K

Top Buyers

1
SA
SPO Advisory
California
$246M
2
Citadel Advisors
Citadel Advisors
Florida
$108M
3
Franklin Resources
Franklin Resources
California
$62.8M
4
SC
Samlyn Capital
New York
$51.7M
5
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$379M

Top Sellers

1
LPC
Lone Pine Capital
Connecticut
$0
2
Artisan Partners
Artisan Partners
Wisconsin
$0
3
Principal Financial Group
Principal Financial Group
Iowa
$0
4
GC
Guggenheim Capital
Illinois
$1.78M
5
Millennium Management
Millennium Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CCS
151
Crosspoint Capital Strategies
California
$13K +$13K +282 New
BRWM
152
B. Riley Wealth Management
Tennessee
$8K – – –
Creative Planning
153
Creative Planning
Kansas
$5K +$5K +107 New
NPC
154
National Planning Corporation
California
$3.54K +$3.54K +81 New
Bank of Montreal
155
Bank of Montreal
Ontario, Canada
$2K +$1.28K +32 +178%
ASN
156
Advisory Services Network
Georgia
$2K +$2K +50 New
Envestnet Asset Management
157
Envestnet Asset Management
Illinois
$1K -$1.75K -28 -64%
S
158
SignatureFD
Georgia
$1K – – –
Northwestern Mutual Wealth Management
159
Northwestern Mutual Wealth Management
Wisconsin
$1K – – –
Manulife (Manufacturers Life Insurance)
160
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$126 -$7 -160 -5%
LPC
161
Lone Pine Capital
Connecticut
– -$392M -8,518,366 Closed
Artisan Partners
162
Artisan Partners
Wisconsin
– -$113M -2,443,188 Closed
Principal Financial Group
163
Principal Financial Group
Iowa
– -$57.3M -1,243,334 Closed
Millennium Management
164
Millennium Management
New York
– -$14.8M -322,374 Closed
HS
165
HighVista Strategies
Massachusetts
– -$7.71M -167,409 Closed
EAM
166
Eagle Asset Management
Florida
– -$5.54M -120,265 Closed
GEM
167
Global Endowment Management
North Carolina
– -$2.75M -59,600 Closed
QF
168
QVT Financial
New York
– -$2.3M -50,000 Closed
SCM
169
Stevens Capital Management
Pennsylvania
– -$1.79M -38,959 Closed
HCM
170
Highbridge Capital Management
New York
– -$1.5M -32,572 Closed
ICM
171
ICC Capital Management
Florida
– -$1.3M -28,225 Closed
Renaissance Technologies
172
Renaissance Technologies
New York
– -$1.27M -27,600 Closed
SCM
173
Sterling Capital Management
North Carolina
– -$1.26M -27,441 Closed
Stifel Financial
174
Stifel Financial
Missouri
– -$1.16M -25,247 Closed
HI
175
HBK Investments
Texas
– -$1.08M -23,500 Closed
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