Highbridge Capital Management’s LPL Financial LPLA Stock Holding History

Highbridge Capital Management’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-9,728	Closed	-$502K	–	1821
2017 Q3	$502K	Sell	9,728 -4,645	-32%	-$214K	0.01%	918
2017 Q2	$610K	Buy	+14,373	New	+$583K	0.01%	701
2017 Q1	–	Sell	-47,916	Closed	-$1.69M	–	1574
2016 Q4	$1.69M	Buy	+47,916	New	+$1.67M	0.03%	418
2014 Q4	–	Sell	-32,572	Closed	-$1.5M	–	1310
2014 Q3	$1.5M	Buy	+32,572	New	+$1.57M	0.02%	549

Other funds holding LPLA

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

SPO Advisory San Anselmo, California $2.11B AUM 14.87% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $8.09B AUM 21.95% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

FCIM

Fairview Capital Investment Management Greenbrae, California $1.9B AUM 14.31% 1-Year Est. Return

ACH

ArrowMark Colorado Holdings Denver, Colorado $2.4B AUM 42.85% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return

Highbridge Capital Management's LPLA Position: Q4 2017 in Review

Highbridge Capital Management sold out of LPL Financial (LPLA) in Q4 2017, closing a stake of 9,728 shares — an estimated $502K sold.

Highbridge Capital Management first reported a position in LPLA in Q3 2014 and held it in 4 quarters. The position peaked at $1.69M in Q4 2016. 243 funds tracked by Wall St. Rank hold LPLA as of Q4 2017.

Highbridge Capital Management reported no remaining LPL Financial position as of Q4 2017 after selling out during the quarter.
Highbridge Capital Management sold 9,728 LPL Financial shares in Q4 2017, an estimated $502K.
Highbridge Capital Management first reported a position in LPL Financial in Q3 2014 and held it in 4 quarters.
Highbridge Capital Management's LPL Financial position peaked at $1.69M in Q4 2016.
243 funds tracked by Wall St. Rank held LPL Financial as of Q4 2017.

Based on Highbridge Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.