Global Endowment Management’s LPL Financial LPLA Stock Holding History

Global Endowment Management’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-8,540	Closed	-$301K	–	260
2016 Q4	$301K	Buy	+8,540	New	+$298K	0.05%	219
2014 Q4	–	Sell	-59,600	Closed	-$2.75M	–	258
2014 Q3	$2.75M	Buy	+59,600	New	+$2.87M	0.42%	85
2014 Q2	–	Sell	-57,200	Closed	-$3M	–	240
2014 Q1	$3M	Sell	57,200 -7,800	-12%	-$412K	0.47%	78
2013 Q4	$3.06M	Buy	65,000 +6,500	+11%	+$273K	0.62%	37
2013 Q3	$2.24M	Buy	58,500 +2,600	+5%	+$99.4K	0.56%	51
2013 Q2	$2.11M	Buy	+55,900	New	+$2M	0.59%	53

Other funds holding LPLA

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

SPO Advisory San Anselmo, California $2.11B AUM 14.87% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $8.09B AUM 21.95% 1-Year Est. Return

FPR Partners San Francisco, California $579M AUM 26.76% 1-Year Est. Return

FCIM

Fairview Capital Investment Management Greenbrae, California $1.9B AUM 14.31% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

ACH

ArrowMark Colorado Holdings Denver, Colorado $2.4B AUM 42.85% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Global Endowment Management's LPLA Position: Q1 2017 in Review

Global Endowment Management sold out of LPL Financial (LPLA) in Q1 2017, closing a stake of 8,540 shares — an estimated $301K sold.

Global Endowment Management first reported a position in LPLA in Q2 2013 and held it in 6 quarters. The position peaked at $3.06M in Q4 2013. 193 funds tracked by Wall St. Rank hold LPLA as of Q1 2017.

Global Endowment Management reported no remaining LPL Financial position as of Q1 2017 after selling out during the quarter.
Global Endowment Management sold 8,540 LPL Financial shares in Q1 2017, an estimated $301K.
Global Endowment Management first reported a position in LPL Financial in Q2 2013 and held it in 6 quarters.
Global Endowment Management's LPL Financial position peaked at $3.06M in Q4 2013.
193 funds tracked by Wall St. Rank held LPL Financial as of Q1 2017.

Based on Global Endowment Management's 13F filing for Q1 2017, filed 12 May 2017.