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B. Riley Wealth Management’s LPL Financial LPLA Stock Holding History

B. Riley Wealth Management’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-200
Closed -$9K – 499
2015
Q2 		$9K Hold
200
– – 0.01% 760
2015
Q1 		$8K Hold
200
– – 0.01% 788
2014
Q4 		$8K Hold
200
– – 0.01% 783
2014
Q3 		$9K Hold
200
– – 0.01% 799
2014
Q2 		$9K Hold
200
– – 0.01% 851
2014
Q1 		$11K Buy
+200
New +$10.6K 0.01% 742

Other funds holding LPLA

TGHSA
TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return
FP
FPR Partners San Francisco, California $579M AUM 26.76% 1-Year Est. Return
SA
SPO Advisory San Anselmo, California $2.11B AUM 14.87% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
JHIU
Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
FPA
First Pacific Advisors El Segundo, California $8.09B AUM 21.95% 1-Year Est. Return
SP
Stockbridge Partners Boston, Massachusetts $4.75B AUM 18.52% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

B. Riley Wealth Management's LPLA Position: Q3 2015 in Review

B. Riley Wealth Management sold out of LPL Financial (LPLA) in Q3 2015, closing a stake of 200 shares — an estimated $9K sold.

B. Riley Wealth Management first reported a position in LPLA in Q1 2014 and held it in 6 quarters. The position peaked at $11K in Q1 2014. 168 funds tracked by Wall St. Rank hold LPLA as of Q3 2015.

  • B. Riley Wealth Management reported no remaining LPL Financial position as of Q3 2015 after selling out during the quarter.
  • B. Riley Wealth Management sold 200 LPL Financial shares in Q3 2015, an estimated $9K.
  • B. Riley Wealth Management first reported a position in LPL Financial in Q1 2014 and held it in 6 quarters.
  • B. Riley Wealth Management's LPL Financial position peaked at $11K in Q1 2014.
  • 168 funds tracked by Wall St. Rank held LPL Financial as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.