QVT Financial’s LPL Financial LPLA Stock Holding History

QVT Financial’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-50,000	Closed	-$2.3M	–	101
2014 Q3	$2.3M	Buy	+50,000	New	+$2.41M	0.12%	75

Other funds holding LPLA

TGHSA

TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

FPR Partners San Francisco, California $579M AUM 26.76% 1-Year Est. Return

SPO Advisory San Anselmo, California $2.11B AUM 14.87% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

FCIM

Fairview Capital Investment Management Greenbrae, California $1.84B AUM 13.39% 1-Year Est. Return

Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

QVT Financial's LPLA Position: Q4 2014 in Review

QVT Financial sold out of LPL Financial (LPLA) in Q4 2014, closing a stake of 50,000 shares — an estimated $2.3M sold.

QVT Financial first reported a position in LPLA in Q3 2014 and held it in 1 quarter. The position peaked at $2.3M in Q3 2014. 162 funds tracked by Wall St. Rank hold LPLA as of Q4 2014.

QVT Financial reported no remaining LPL Financial position as of Q4 2014 after selling out during the quarter.
QVT Financial sold 50,000 LPL Financial shares in Q4 2014, an estimated $2.3M.
QVT Financial first reported a position in LPL Financial in Q3 2014 and held it in 1 quarter.
QVT Financial's LPL Financial position peaked at $2.3M in Q3 2014.
162 funds tracked by Wall St. Rank held LPL Financial as of Q4 2014.

Based on QVT Financial's 13F filing for Q4 2014, filed 17 Feb 2015.