QVT Financial’s LPL Financial LPLA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-50,000	Closed	-$2.3M	–	84
2014 Q3	$2.3M	Buy	+50,000	New	+$2.3M	0.12%	67