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Global X Lithium & Battery Tech ETF
LIT

75 hedge funds and large institutions have $80.8M invested in Global X Lithium & Battery Tech ETF in 2017 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 24 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

725% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 4

500% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 4

213% more capital invested

Capital invested by funds: $25.8M → $80.8M (+$55M)

63% more funds holding

Funds holding: 46 → 75 (+29)

0.32% less ownership

Funds ownership: 11.9% → 11.58% (-0.32%)

29% less call options, than puts

Call options by funds: $827K | Put options by funds: $1.17M

Holders
75
Holders Change
+29
Holders Change %
+63.04%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
33
Increased
24
Reduced
4
Closed
4
Calls
$827K
Puts
$1.17M
Net Calls
-$340K
Net Calls Change
-$749K

Top Buyers

Rank Fund Capital Flow
1
CCMH
Cornerstone Capital Management Holdings
New York
+$10.5M
2
CA
Commerzbank Aktiengesellschaft
Germany
+$9.58M
3
Morgan Stanley
Morgan Stanley
New York
+$5.29M
4
Allianz Asset Management
Allianz Asset Management
Germany
+$5.21M
5
Simplex Trading
Simplex Trading
Illinois
+$2.39M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$2.6M
2
BCM
Barometer Capital Management
Ontario, Canada
-$1.84M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.42M
4
MS
Maven Securities
Jersey
-$363K
5
UBS Group
UBS Group
Switzerland
-$152K
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$458K +$177K +5,372 +78%
AG
27
Advisor Group
Arizona
$453K +$320K +9,695 +404%
VF
28
Virtu Financial
New York
$448K +$395K +11,969 New
BAM
29
Belpointe Asset Management
Nevada
$434K +$383K +11,611 New
BSAM
30
Blue Sky Asset Management
Colorado
$431K – – –
CIBC World Market
31
CIBC World Market
Ontario, Canada
$345K +$33.7K +1,020 +12%
Citigroup
32
Citigroup
New York
$335K +$171K +5,170 +137%
MML Investors Services
33
MML Investors Services
Massachusetts
$312K +$275K +8,340 New
RJA
34
Raymond James & Associates
Florida
$275K +$243K +7,354 New
WPW
35
Waldron Private Wealth
Pennsylvania
$249K +$220K +6,666 New
NCM
36
Niemann Capital Management
Nevada
$247K +$218K +6,614 New
CLOS
37
Compagnie Lombard Odier SCmA
Switzerland
$202K +$116K +3,500 +184%
FAAS
38
First Allied Advisory Services
California
$202K +$188K +5,690 New
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$201K +$177K +5,375 New
FDCDDQ
40
Federation des caisses Desjardins du Quebec
Quebec, Canada
$158K +$85.8K +2,600 +159%
IA
41
IFP Advisors
Florida
$137K +$115K +3,485 +1,991%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$134K +$37K +1,120 +46%
UBS Group
43
UBS Group
Switzerland
$117K -$152K -4,597 -59%
RE
44
RBC Europe
United Kingdom
$102K +$90.3K +2,735 New
TDC
45
Thompson Davis & Co
Virginia
$94K +$82.6K +2,504 New
GWM
46
Geneos Wealth Management
Colorado
$69K +$26.4K +800 +76%
OIA
47
OneDigital Investment Advisors
Kansas
$60K – – –
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$54K +$45.2K +1,370 +1,827%
TCOV
49
Trust Company of Vermont
Vermont
$43K – – –
GAM
50
Gemmer Asset Management
California
$32K +$28.1K +850 New
1
2
3 4

LIT Hedge Fund Activity: Q3 2017 in Review

75 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q3 2017, worth a combined $80.8M — up 213% from $25.8M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new LIT positions and 4 closed out — a net gain of 29 holders — while 24 added to existing stakes and 4 trimmed.

The largest buyer was Cornerstone Capital Management Holdings, opening a new position worth an estimated $10.5M. The largest seller was Jane Street, cutting an estimated $2.6M.

  • 75 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q3 2017, up from 46 in Q2 2017.
  • Funds reported $80.8M of Global X Lithium & Battery Tech ETF stock for Q3 2017, up 213% quarter-over-quarter.
  • 33 funds opened new Global X Lithium & Battery Tech ETF positions in Q3 2017 and 4 closed out, a net change of +29 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q3 2017 was Cornerstone Capital Management Holdings, an estimated $10.5M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q3 2017 was Jane Street, an estimated $2.6M sold.

Based on aggregated 13F filings for Q3 2017.