Global X Lithium & Battery Tech ETF
30 hedge funds and large institutions have $6.6M invested in Global X Lithium & Battery Tech ETF in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 3 reducing their positions, and 8 closing their positions.
267% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 3
6% less funds holding
Funds holding: 32 → 30 (-2)
25% less first-time investments, than exits
New positions opened: 6 | Existing positions closed: 8
36.2% less ownership
Funds ownership: 42.32% → 6.12% (-36%)
86% less capital invested
Capital invested by funds: $45.7M → $6.6M (-$39.1M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
+$1.29M |
| 2 |
SG Americas Securities
New York
|
+$511K |
| 3 |
KCM
Karp Capital Management
Sausalito,
California
|
+$481K |
| 4 |
Wells Fargo
San Francisco,
California
|
+$455K |
| 5 |
JWS
Juncture Wealth Strategies
Scottsdale,
Arizona
|
+$309K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Envestnet Asset Management
Chicago,
Illinois
|
-$19M |
| 2 |
UCFA
United Capital Financial Advisors
Irving,
Texas
|
-$18.9M |
| 3 |
LPL Financial
San Diego,
California
|
-$1.55M |
| 4 |
USGIU
U.S. Global Investors (USGI)
San Antonio,
Texas
|
-$1.5M |
| 5 |
NCM
Niemann Capital Management
Stateline,
Nevada
|
-$1.22M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
LTFS
26
Ladenburg Thalmann Financial Services
Miami,
Florida
| $2K | -$86.8K | -3,499 | -97% |
|
|
CCS
27
Crosspoint Capital Strategies
Orinda,
California
| $2K | – | – | – |
|
|
WA
28
WFG Advisors
Dallas,
Texas
| $2K | – | – | – |
|
|
CTC
29
Central Trust Company
Jefferson City,
Missouri
| $2K | +$2.48K | +100 | New |
|
|
30
Envestnet Asset Management
Chicago,
Illinois
| – | -$19M | -760,122 | Closed |
|
|
UCFA
31
United Capital Financial Advisors
Irving,
Texas
| – | -$18.9M | -754,367 | Closed |
|
|
USGIU
32
U.S. Global Investors (USGI)
San Antonio,
Texas
| – | -$1.5M | -60,000 | Closed |
|
|
NCM
33
Niemann Capital Management
Stateline,
Nevada
| – | -$1.22M | -48,660 | Closed |
|
|
RJA
34
Raymond James & Associates
St Petersburg,
Florida
| – | -$267K | -10,700 | Closed |
|
|
SBIA
35
Sheaff Brock Investment Advisors
Indianapolis,
Indiana
| – | -$250K | -10,000 | Closed |
|
36
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$25K | -1,000 | Closed |
|
|
LWM
37
LBA Wealth Management
Jacksonville,
Florida
| – | -$15K | -600 | Closed |
|
LIT Hedge Fund Activity: Q3 2016 in Review
30 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q3 2016, worth a combined $6.6M — down 86% from $45.7M a quarter earlier.
Sellers outnumbered buyers: 8 funds closed out of LIT and 6 opened new positions — a net loss of 2 holders — while 3 trimmed existing stakes and 11 added.
The largest buyer was Jane Street, opening a new position worth an estimated $1.29M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $19M sold.
- 30 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q3 2016, down from 32 in Q2 2016.
- Funds reported $6.6M of Global X Lithium & Battery Tech ETF stock for Q3 2016, down 86% quarter-over-quarter.
- 6 funds opened new Global X Lithium & Battery Tech ETF positions in Q3 2016 and 8 closed out, a net change of -2 holders.
- The largest Global X Lithium & Battery Tech ETF buyer in Q3 2016 was Jane Street, an estimated $1.29M added.
- The largest Global X Lithium & Battery Tech ETF seller in Q3 2016 was Envestnet Asset Management, an estimated $19M sold.
Based on aggregated 13F filings for Q3 2016.