Sheaff Brock Investment Advisors’s Global X Lithium & Battery Tech ETF LIT Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio LIT Stock Details LIT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-3,210	Closed	-$209K	–	478
2023 Q2	$209K	Hold	3,210	–	–	0.02%	416
2023 Q1	$204K	Buy	+3,210	New	+$207K	0.02%	430
2022 Q4	–	Sell	-3,210	Closed	-$212K	–	525
2022 Q3	$212K	Buy	+3,210	New	+$238K	0.02%	406
2016 Q3	–	Sell	-10,000	Closed	-$250K	–	582
2016 Q2	$250K	Buy	+10,000	New	+$235K	0.03%	423

Other funds holding LIT

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

GKWIM

Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Sheaff Brock Investment Advisors's LIT Position: Q3 2023 in Review

Sheaff Brock Investment Advisors sold out of Global X Lithium & Battery Tech ETF (LIT) in Q3 2023, closing a stake of 3,210 shares — an estimated $209K sold.

Sheaff Brock Investment Advisors first reported a position in LIT in Q2 2016 and held it in 4 quarters. The position peaked at $250K in Q2 2016. 384 funds tracked by Wall St. Rank hold LIT as of Q3 2023.

Sheaff Brock Investment Advisors reported no remaining Global X Lithium & Battery Tech ETF position as of Q3 2023 after selling out during the quarter.
Sheaff Brock Investment Advisors sold 3,210 Global X Lithium & Battery Tech ETF shares in Q3 2023, an estimated $209K.
Sheaff Brock Investment Advisors first reported a position in Global X Lithium & Battery Tech ETF in Q2 2016 and held it in 4 quarters.
Sheaff Brock Investment Advisors's Global X Lithium & Battery Tech ETF position peaked at $250K in Q2 2016.
384 funds tracked by Wall St. Rank held Global X Lithium & Battery Tech ETF as of Q3 2023.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.