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Nuveen Mortgage and Income Fund
JLS

Overview Fund Activity

44 hedge funds and large institutions have $124M invested in Nuveen Mortgage and Income Fund in 2018 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 8 closing their positions.

Holders
44
Holders Change
+1
Holders Change %
+2.33%
% of All Funds
0.98%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
9
Increased
11
Reduced
15
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HCM
1
Hilton Capital Management
New York
$15.8M
2
RCM
2
Rivernorth Capital Management
Florida
$11.4M
3
Morgan Stanley
3
Morgan Stanley
New York
$6.23M
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$239K
5
Wells Fargo
5
Wells Fargo
California
$2.16M

Top Sellers

1
NVIM
1
New Vernon Investment Management
Illinois
$0
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$8.55M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$0
4
Bessemer Group
4
Bessemer Group
New Jersey
$0
5
Invesco
5
Invesco
Georgia
$1.17M
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
26
Stifel Financial
Missouri
$316K +$14.1K +635 +5%
PFGIA
27
Patriot Financial Group Insurance Agency
Massachusetts
$285K -$48.1K -2,162 -14%
M&T Bank
28
M&T Bank
New York
$276K – – –
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$239K +$239K +10,688 New
AWA
30
Arete Wealth Advisors
Illinois
$215K +$14.6K +653 +7%
APA
31
American Portfolios Advisors
New York
$84.1K -$3.58K -160 -4%
AG
32
Advisor Group
Arizona
$66K +$13.8K +614 +27%
JFA
33
JNBA Financial Advisors
Minnesota
$45K +$45K +2,000 New
TSW
34
Thompson Siegel & Walmsley
Virginia
$34K – – –
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$28K +$28K +1,265 New
ASN
36
Advisory Services Network
Georgia
$22K – – –
ADL
37
Asset Dedication LLC
California
$20K – – –
ESB
38
Essex Savings Bank
Connecticut
$18K +$18K +800 New
FWM
39
Focused Wealth Management
New York
$11K – – –
JCM
40
Jacobi Capital Management
Pennsylvania
$9K – – –
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$9K +$9K +400 New
AF
42
Advisornet Financial
Minnesota
$8K – – –
WAM
43
Wealthspire Advisors (Maryland)
Maryland
$6K – – –
IA
44
IFP Advisors
Florida
$5K – – –
NVIM
45
New Vernon Investment Management
Illinois
– -$2.65M -110,390 Closed
RJFSA
46
Raymond James Financial Services Advisors
Florida
– -$1.27M -52,757 Closed
Bessemer Group
47
Bessemer Group
New Jersey
– -$571K -23,806 Closed
VF
48
Virtu Financial
New York
– -$242K -10,087 Closed
BRF
49
B. Riley Financial
California
– -$218K -9,083 Closed
CPIG
50
Chicago Partners Investment Group
Illinois
– -$103K -4,360 Closed
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