We are live on ! Find out more
JLS icon

Nuveen Mortgage and Income Fund
JLS

44 hedge funds and large institutions have $124M invested in Nuveen Mortgage and Income Fund in 2018 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

3.99% more ownership

Funds ownership: 30.93% → 34.92% (+4%)

2% more funds holding

Funds holding: 43 → 44 (+1)

7% less capital invested

Capital invested by funds: $134M → $124M (-$9.77M)

27% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 15

Holders
44
Holders Change
+1
Holders Change %
+2.33%
% of All Funds
0.98%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
9
Increased
11
Reduced
15
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HCM
Hilton Capital Management
New York
+$16.7M
2
RCM
Rivernorth Capital Management
Florida
+$2.21M
3
Morgan Stanley
Morgan Stanley
New York
+$285K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$252K
5
Wells Fargo
Wells Fargo
California
+$133K

Top Sellers

Rank Fund Capital Flow
1
NVIM
New Vernon Investment Management
Illinois
-$2.65M
2
PAIM
Punch & Associates Investment Management
Minnesota
-$1.45M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$1.27M
4
Bessemer Group
Bessemer Group
New Jersey
-$571K
5
Invesco
Invesco
Georgia
-$404K
Name Holding Trade Value Shares
Change 		Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$316K +$15K +635 +5%
PFGIA
27
Patriot Financial Group Insurance Agency
Massachusetts
$285K -$51K -2,162 -14%
M&T Bank
28
M&T Bank
New York
$276K – – –
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$239K +$252K +10,688 New
AWA
30
Arete Wealth Advisors
Illinois
$215K +$15.4K +653 +7%
APA
31
American Portfolios Advisors
New York
$84.1K -$3.77K -160 -4%
AG
32
Advisor Group
Arizona
$66K +$14.5K +614 +27%
JFA
33
JNBA Financial Advisors
Minnesota
$45K +$47.2K +2,000 New
TSW
34
Thompson Siegel & Walmsley
Virginia
$34K – – –
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$28K +$29.8K +1,265 New
ASN
36
Advisory Services Network
Georgia
$22K – – –
ADL
37
Asset Dedication LLC
California
$20K – – –
ESB
38
Essex Savings Bank
Connecticut
$18K +$18.9K +800 New
FWM
39
Focused Wealth Management
New York
$11K – – –
JCM
40
Jacobi Capital Management
Pennsylvania
$9K – – –
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$9K +$9.44K +400 New
AF
42
Advisornet Financial
Minnesota
$8K – – –
WAM
43
Wealthspire Advisors (Maryland)
Maryland
$6K – – –
IA
44
IFP Advisors
Florida
$5K – – –
NVIM
45
New Vernon Investment Management
Illinois
– -$2.65M -110,390 Closed
RJFSA
46
Raymond James Financial Services Advisors
Florida
– -$1.27M -52,757 Closed
Bessemer Group
47
Bessemer Group
New Jersey
– -$571K -23,806 Closed
VF
48
Virtu Financial
New York
– -$242K -10,087 Closed
BRF
49
B. Riley Financial
California
– -$218K -9,083 Closed
CPIG
50
Chicago Partners Investment Group
Illinois
– -$103K -4,360 Closed
1
2
3

JLS Hedge Fund Activity: Q4 2018 in Review

44 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q4 2018, worth a combined $124M — down 7.3% from $134M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new JLS positions and 8 closed out — a net gain of 1 holder — while 11 added to existing stakes and 15 trimmed.

The largest buyer was Hilton Capital Management, opening a new position worth an estimated $16.7M. The largest seller was New Vernon Investment Management, exiting entirely with an estimated $2.65M sold.

  • 44 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q4 2018, up from 43 in Q3 2018.
  • Funds reported $124M of Nuveen Mortgage and Income Fund stock for Q4 2018, down 7.3% quarter-over-quarter.
  • 9 funds opened new Nuveen Mortgage and Income Fund positions in Q4 2018 and 8 closed out, a net change of +1 holder.
  • The largest Nuveen Mortgage and Income Fund buyer in Q4 2018 was Hilton Capital Management, an estimated $16.7M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q4 2018 was New Vernon Investment Management, an estimated $2.65M sold.

Based on aggregated 13F filings for Q4 2018.