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Nuveen Mortgage and Income Fund

45 hedge funds and large institutions have $151M invested in Nuveen Mortgage and Income Fund in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

12% more capital invested

Capital invested by funds: $135M → $151M (+$16.4M)

7% more funds holding

Funds holding: 4245 (+3)

4.12% more ownership

Funds ownership: 35.37%39.5% (+4.1%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
1.18%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
17
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UR
26
USCA RIA
Texas
$631K +$138K +6,102 +28%
IPC
27
Independent Portfolio Consultants
Florida
$622K -$397K -17,575 -39%
RGC
28
Roberts, Glore & Co
Illinois
$600K +$21.5K +950 +4%
UBS Group
29
UBS Group
Switzerland
$478K +$31.8K +1,409 +7%
Ameriprise
30
Ameriprise
Minnesota
$370K +$368K +16,295 New
HB
31
Homrich & Berg
Georgia
$293K -$241K -10,646 -45%
CAN
32
Cetera Advisor Networks
California
$246K -$27.8K -1,232 -10%
BRF
33
B. Riley Financial
California
$228K +$227K +10,033 New
FAAS
34
First Allied Advisory Services
California
$217K -$130K -5,744 -37%
MFS
35
MSI Financial Services
Massachusetts
$137K +$110K +4,875 +420%
Deutsche Bank
36
Deutsche Bank
Germany
$91K +$45.2K +2,000 +99%
AIA
37
Allegis Investment Advisors
Idaho
$81K +$80.8K +3,576 New
Cohen & Steers
38
Cohen & Steers
New York
$74K
AIG
39
American International Group
New York
$35K
GXMC
40
Global X Management Company
New York
$31K -$1.58K -70 -5%
US Bancorp
41
US Bancorp
Minnesota
$31K
ASN
42
Advisory Services Network
Georgia
$23K
WAM
43
Wealthspire Advisors (Maryland)
Maryland
$20K
OFS
44
Orrstown Financial Services
Pennsylvania
$18K
CPIG
45
Chicago Partners Investment Group
Illinois
$17K
FWM
46
Focused Wealth Management
New York
$11K
PCM
47
Penserra Capital Management
California
$5K +$4.88K +216 New
PAM
48
PT Asset Management
Illinois
-$9.01M -402,158 Closed
SCM
49
Saba Capital Management
New York
-$6.79M -303,289 Closed
Citigroup
50
Citigroup
New York
-$1.71M -76,462 Closed

JLS Hedge Fund Activity: Q4 2015 in Review

45 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q4 2015, worth a combined $151M — up 12% from $135M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new JLS positions and 4 closed out — a net gain of 3 holders — while 17 added to existing stakes and 12 trimmed.

The largest buyer was Relative Value Partners Group, adding an estimated $17.8M. The largest seller was PT Asset Management, exiting entirely with an estimated $9.01M sold.

  • 45 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q4 2015, up from 42 in Q3 2015.
  • Funds reported $151M of Nuveen Mortgage and Income Fund stock for Q4 2015, up 12% quarter-over-quarter.
  • 7 funds opened new Nuveen Mortgage and Income Fund positions in Q4 2015 and 4 closed out, a net change of +3 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q4 2015 was Relative Value Partners Group, an estimated $17.8M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q4 2015 was PT Asset Management, an estimated $9.01M sold.

Based on aggregated 13F filings for Q4 2015.