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Nuveen Mortgage and Income Fund
JLS

41 hedge funds and large institutions have $113M invested in Nuveen Mortgage and Income Fund in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

167% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 6

21% more funds holding

Funds holding: 34 → 41 (+7)

14% more capital invested

Capital invested by funds: $99.7M → $113M (+$13.6M)

4.15% more ownership

Funds ownership: 24.54% → 28.7% (+4.2%)

Holders
41
Holders Change
+7
Holders Change %
+20.59%
% of All Funds
1.09%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
16
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
+$1.44M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.26M
3
Citigroup
Citigroup
New York
+$879K
4
MIG
Mariner Investment Group
New York
+$846K
5
IPC
Independent Portfolio Consultants
Florida
+$786K

Top Sellers

Rank Fund Capital Flow
1
PWPCM
Perella Weinberg Partners Capital Management
New York
-$1.69M
2
SCM
Saba Capital Management
New York
-$955K
3
Goldman Sachs
Goldman Sachs
New York
-$390K
4
Invesco
Invesco
Georgia
-$273K
5
KIM
Karpus Investment Management
New York
-$123K
Name Holding Trade Value Shares
Change 		Change in
Stake
DA
26
Doliver Advisors
Texas
$370K +$280 +12 +0.1%
CAN
27
Cetera Advisor Networks
California
$292K -$13.9K -595 -4%
BFM
28
Boothbay Fund Management
New York
$282K +$284K +12,180 New
CAS
29
CTC Alternative Strategies
Illinois
$239K – – –
BA
30
BlackRock Advisors
Delaware
$179K +$180K +7,722 New
Cohen & Steers
31
Cohen & Steers
New York
$88K – – –
AIG
32
American International Group
New York
$66.1K – – –
RC
33
RegentAtlantic Capital
New Jersey
$59.7K +$60.2K +2,580 New
DBT
34
Dubuque Bank & Trust
Iowa
$58K +$58.9K +2,521 New
MFS
35
MSI Financial Services
Massachusetts
$32K +$14K +600 +76%
US Bancorp
36
US Bancorp
Minnesota
$30K – – –
Deutsche Bank
37
Deutsche Bank
Germany
$23K – – –
FWM
38
Focused Wealth Management
New York
$20K -$6.89K -295 -25%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$12K – – –
NES
40
New England Securities
New York
$9K – – –
BIM
41
BlackRock Investment Management
Delaware
$5K +$4.64K +199 New
BRWA
42
B. Riley Wealth Advisors
Florida
$53 +$53K +2,271 New
Goldman Sachs
43
Goldman Sachs
New York
– -$390K -16,439 Closed
Ameriprise
44
Ameriprise
Minnesota
– -$16K -657 Closed
NFG
45
Next Financial Group
Texas
– -$10K -420 Closed
1
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JLS Hedge Fund Activity: Q4 2014 in Review

41 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q4 2014, worth a combined $113M — up 14% from $99.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new JLS positions and 3 closed out — a net gain of 8 holders — while 16 added to existing stakes and 6 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $1.44M. The largest seller was Perella Weinberg Partners Capital Management, cutting an estimated $1.69M.

  • 41 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q4 2014, up from 34 in Q3 2014.
  • Funds reported $113M of Nuveen Mortgage and Income Fund stock for Q4 2014, up 14% quarter-over-quarter.
  • 11 funds opened new Nuveen Mortgage and Income Fund positions in Q4 2014 and 3 closed out, a net change of +8 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q4 2014 was Sit Investment Associates, an estimated $1.44M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q4 2014 was Perella Weinberg Partners Capital Management, an estimated $1.69M sold.

Based on aggregated 13F filings for Q4 2014.