Next Financial Group’s Nuveen Mortgage and Income Fund JLS Stock Holding History

Next Financial Group’s Portfolio JLS Stock Details JLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-420	Closed	-$10K	–	2126
2014 Q3	$10K	Buy	+420	New	+$10.2K	﹤0.01%	1756

Other funds holding JLS

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

PAM

PT Asset Management Chicago, Illinois $13.7M AUM 9.34% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

PWPCM

Perella Weinberg Partners Capital Management New York $993M AUM 6.71% 1-Year Est. Return

Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $39.1B AUM 28.69% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Next Financial Group's JLS Position: Q4 2014 in Review

Next Financial Group sold out of Nuveen Mortgage and Income Fund (JLS) in Q4 2014, closing a stake of 420 shares — an estimated $10K sold.

Next Financial Group first reported a position in JLS in Q3 2014 and held it in 1 quarter. The position peaked at $10K in Q3 2014. 41 funds tracked by Wall St. Rank hold JLS as of Q4 2014.

Next Financial Group reported no remaining Nuveen Mortgage and Income Fund position as of Q4 2014 after selling out during the quarter.
Next Financial Group sold 420 Nuveen Mortgage and Income Fund shares in Q4 2014, an estimated $10K.
Next Financial Group first reported a position in Nuveen Mortgage and Income Fund in Q3 2014 and held it in 1 quarter.
Next Financial Group's Nuveen Mortgage and Income Fund position peaked at $10K in Q3 2014.
41 funds tracked by Wall St. Rank held Nuveen Mortgage and Income Fund as of Q4 2014.

Based on Next Financial Group's 13F filing for Q4 2014, filed 10 Feb 2015.