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Nuveen Mortgage and Income Fund
JLS

37 hedge funds and large institutions have $90.2M invested in Nuveen Mortgage and Income Fund in 2014 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

88% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 8

26% more capital invested

Capital invested by funds: $71.5M → $90.2M (+$18.7M)

23% more funds holding

Funds holding: 30 → 37 (+7)

2.45% more ownership

Funds ownership: 19.13% → 21.58% (+2.5%)

Holders
37
Holders Change
+7
Holders Change %
+23.33%
% of All Funds
1.06%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
15
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$6.55M
2
KIM
Karpus Investment Management
New York
+$4.65M
3
PWPCM
Perella Weinberg Partners Capital Management
New York
+$3.54M
4
PAIM
Punch & Associates Investment Management
Minnesota
+$2.93M
5
Invesco
Invesco
Georgia
+$1.39M

Top Sellers

Rank Fund Capital Flow
1
PRCM
Pine River Capital Management
Minnesota
-$9.67M
2
TC
TFS Capital
Pennsylvania
-$1.32M
3
GC
Guggenheim Capital
Illinois
-$1.23M
4
Goldman Sachs
Goldman Sachs
New York
-$327K
5
RJA
Raymond James & Associates
Florida
-$247K
Name Holding Trade Value Shares
Change 		Change in
Stake
DA
26
Doliver Advisors
Texas
$264K +$258K +10,724 New
GC
27
Guggenheim Capital
Illinois
$251K -$1.23M -50,855 -83%
AIG
28
American International Group
New York
$70.2K – – –
IPC
29
Independent Portfolio Consultants
Florida
$70K +$68.7K +2,850 New
BRWA
30
B. Riley Wealth Advisors
Florida
$67.5K +$66.2K +2,746 New
Deutsche Bank
31
Deutsche Bank
Germany
$42K -$58.7K -2,434 -59%
FWM
32
Focused Wealth Management
New York
$42K +$30.3K +1,257 +274%
US Bancorp
33
US Bancorp
Minnesota
$32K – – –
OIA
34
Optimum Investment Advisors
Illinois
$32K +$31.6K +1,309 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$12K +$12.1K +500 New
NES
36
New England Securities
New York
$9K – – –
GSC
37
Ground Swell Capital
South Carolina
$4K +$3.78K +157 New
TRCT
38
Tower Research Capital (TRC)
New York
$2K -$98.8K -4,100 -98%
PRCM
39
Pine River Capital Management
Minnesota
– -$9.67M -412,200 Closed
TC
40
TFS Capital
Pennsylvania
– -$1.32M -56,067 Closed
RJA
41
Raymond James & Associates
Florida
– -$247K -10,539 Closed
1
2

JLS Hedge Fund Activity: Q2 2014 in Review

37 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q2 2014, worth a combined $90.2M — up 26% from $71.5M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new JLS positions and 3 closed out — a net gain of 7 holders — while 15 added to existing stakes and 8 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $6.55M. The largest seller was Pine River Capital Management, exiting entirely with an estimated $9.67M sold.

  • 37 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q2 2014, up from 30 in Q1 2014.
  • Funds reported $90.2M of Nuveen Mortgage and Income Fund stock for Q2 2014, up 26% quarter-over-quarter.
  • 10 funds opened new Nuveen Mortgage and Income Fund positions in Q2 2014 and 3 closed out, a net change of +7 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q2 2014 was Saba Capital Management, an estimated $6.55M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q2 2014 was Pine River Capital Management, an estimated $9.67M sold.

Based on aggregated 13F filings for Q2 2014.