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Nuveen Mortgage and Income Fund
JLS

Overview Fund Activity

35 hedge funds and large institutions have $64.4M invested in Nuveen Mortgage and Income Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 16 reducing their positions, and 6 closing their positions.

Holders
35
Holders Change
+3
Holders Change %
+9.38%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
8
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$12.1M
2
RCM
2
Rivernorth Capital Management
Florida
$10.2M
3
Invesco
3
Invesco
Georgia
$4.17M
4
PP
4
Paloma Partners
Connecticut
$990K
5
CAN
5
Cetera Advisor Networks
California
$878K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$449K
2
GC
2
Guggenheim Capital
Illinois
$1.93M
3
IA
3
Icon Advisers
Colorado
$0
4
MWM
4
Merriman Wealth Management
Washington
$0
5
FWM
5
Focused Wealth Management
New York
$109K
Name Market Value Shares Shares
Change 		Shares
Change %
FWM
26
Focused Wealth Management
New York
$109K 4,725 -15,553 -77%
BRWA
27
B. Riley Wealth Advisors
Florida
$71K 3,076 +3,076 New
AIG
28
American International Group
New York
$66.1K 2,855 -1,000 -26%
TRCT
29
Tower Research Capital (TRC)
New York
$42K 1,800 +1,597 +787%
OIA
30
Optimum Investment Advisors
Illinois
$35K 1,500 – –
US Bancorp
31
US Bancorp
Minnesota
$30K 1,305 +1,305 New
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$24K 1,040 -4,950 -83%
Deutsche Bank
33
Deutsche Bank
Germany
$23K 1,012 -1,012 -50%
NES
34
New England Securities
New York
$7K 288 +288 New
BIM
35
BlackRock Investment Management
Delaware
$4K 181 +181 New
Citigroup
36
Citigroup
New York
$3K 119 +119 New
IA
37
Icon Advisers
Colorado
– – -18,229 Closed
MWM
38
Merriman Wealth Management
Washington
– – -15,800 Closed
DMC
39
Drexel Morgan & Co
Pennsylvania
– – -14,608 Closed
PPA
40
Parametric Portfolio Associates
Washington
– – -12,888 Closed
CAPTRUST Financial Advisors
41
CAPTRUST Financial Advisors
North Carolina
– – -5,000 Closed
PFO
42
Pathstone Family Office
New Jersey
– – -1,190 Closed
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