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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
176
Sowell Financial Services
Arkansas
$3K
VNA
177
Valley National Advisers
Pennsylvania
$2K
TRCT
178
Tower Research Capital (TRC)
New York
$1K -$11.9K -1,068 -96%
Millennium Management
179
Millennium Management
New York
-$2.73M -260,734 Closed
Arrowstreet Capital
180
Arrowstreet Capital
Massachusetts
-$1.98M -189,220 Closed
MWNA
181
Marshall Wace North America
New York
-$1.43M -136,090 Closed
ECM
182
ExodusPoint Capital Management
New York
-$492K -47,038 Closed
WAM
183
Wakefield Asset Management
Colorado
-$463K -44,186 Closed
Voloridge Investment Management
184
Voloridge Investment Management
Florida
-$428K -40,898 Closed
LCM
185
Laurion Capital Management
New York
-$413K -39,458 Closed
DIM
186
DC Investments Management
Virginia
-$298K -28,465 Closed
CANY
187
Caxton Associates (New York)
New York
-$263K -25,094 Closed
AA
188
ALPS Advisors
Colorado
-$254K -24,233 Closed
LNWWM
189
Laird Norton Wetherby Wealth Management
California
-$242K -23,067 Closed
TI
190
Trexquant Investment
Connecticut
-$222K -21,238 Closed
DTL
191
Dynamic Technology Lab
Singapore
-$211K -20,126 Closed
PP
192
Paloma Partners
Connecticut
-$177K -16,944 Closed
CBA
193
Coastal Bridge Advisors
Connecticut
-$173K -16,566 Closed
PWP
194
Principle Wealth Partners
Connecticut
-$148K -14,135 Closed
BRWM
195
B. Riley Wealth Management
Tennessee
-$113K -10,830 Closed
SS
196
Sunbelt Securities
Texas
-$105K -10,022 Closed
Macquarie Group
197
Macquarie Group
Australia
-$76K -7,218 Closed
Lazard Asset Management
198
Lazard Asset Management
New York
-$73K -7,000 Closed
WAM
199
Wolverine Asset Management
Illinois
-$70K -6,717 Closed
TI
200
tru Independence
Oregon
-$21K -2,000 Closed