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HPS

John Hancock Preferred Income Fund III

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$51K +$28.9K +1,800 +120%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$48K +$385 +24 +0.8%
TRCT
28
Tower Research Capital (TRC)
New York
$37K -$18.1K -1,130 -32%
FNBT
29
FineMark National Bank & Trust
Florida
$37K +$38.5K +2,400 New
SMA
30
Simply Money Advisors
Ohio
$33K
FAM
31
Formidable Asset Management
Ohio
$29K
CAPTRUST Financial Advisors
32
CAPTRUST Financial Advisors
North Carolina
$25K
AIG
33
American International Group
New York
$19.8K -$34.6K -2,155 -63%
WA
34
WFG Advisors
Texas
$19K +$16.9K +1,050 +682%
WCM
35
Windsor Capital Management
Arizona
$16K
MFS
36
MSI Financial Services
Massachusetts
$14K -$16.1K -1,000 -53%
ST
37
Somerset Trust
Pennsylvania
$14K +$14.4K +900 New
Citigroup
38
Citigroup
New York
$12K +$10K +624 +374%
Creative Planning
39
Creative Planning
Kansas
$11K +$11.2K +700 New
RIA
40
Regal Investment Advisors
Michigan
$8K
WRM
41
Westport Resources Management
Connecticut
$7K
BFEC
42
Benjamin F. Edwards & Company
Missouri
$6K -$358K -22,275 -98%
NES
43
New England Securities
New York
$2K
FAAS
44
First Allied Advisory Services
California
-$273K -15,706 Closed
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
-$55K -3,271 Closed
ST
46
Smithfield Trust
Pennsylvania
-$19K -1,150 Closed
Ameriprise
47
Ameriprise
Minnesota
-$13K -800 Closed
Deutsche Bank
48
Deutsche Bank
Germany
-$8K -500 Closed
TFA
49
Transamerica Financial Advisors
Florida
-$3K -167 Closed
BC
50
Bartlett & Co
Ohio
-$2K -146 Closed