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HPS

John Hancock Preferred Income Fund III

Name Holding Trade Value Shares
Change
Change in
Stake
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$11.4M
Morgan Stanley
2
Morgan Stanley
New York
$9.77M -$2.42M -136,706 -20%
UBS Group
3
UBS Group
Switzerland
$8.97M -$631K -35,674 -7%
Invesco
4
Invesco
Georgia
$4.4M +$68.8K +3,886 +2%
GC
5
Guggenheim Capital
Illinois
$3.37M +$42.2K +2,384 +1%
Cohen & Steers
6
Cohen & Steers
New York
$2.57M +$508K +28,712 +25%
BC
7
Burney Company
Virginia
$2.37M +$117K +6,610 +5%
Bank of America
8
Bank of America
North Carolina
$2.36M -$331K -18,707 -12%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.6M -$3.06M -173,147 -66%
NL
10
NWAM LLC
Washington
$1.26M -$63.5K -3,588 -5%
Wells Fargo
11
Wells Fargo
California
$804K -$65K -3,671 -7%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$665K +$73.5K +4,152 +12%
CIA
13
Capital Investment Advisors
Georgia
$587K +$5.75K +325 +1%
DA
14
Doliver Advisors
Texas
$551K +$553K +31,231 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$418K -$36K -2,032 -8%
LPL Financial
16
LPL Financial
California
$393K +$113K +6,376 +40%
ONB
17
Old National Bancorp
Indiana
$379K +$43.3K +2,450 +13%
COLIM
18
City of London Investment Management
United Kingdom
$377K +$379K +21,400 New
Ameriprise
19
Ameriprise
Minnesota
$368K +$22.1K +1,249 +6%
SWP
20
Stratos Wealth Partners
Ohio
$310K +$35.1K +1,983 +13%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$288K +$140K +7,904 +94%
AAS
22
Annex Advisory Services
Wisconsin
$247K +$25.2K +1,425 +11%
AG
23
Advisor Group
Arizona
$233K -$1.59K -90 -0.7%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$229K -$5.91K -334 -3%
Millennium Management
25
Millennium Management
New York
$220K +$221K +12,496 New