|
1
|
Spectrum Asset Management (Connecticut)
Stamford,
Connecticut
|
$11.7M
|
–
|
–
|
–
|
|
|
2
|
|
$10.8M
|
-$53.8K
|
-3,063
|
-0.5%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$7.95M
|
-$400K
|
-22,795
|
-5%
|
|
|
4
|
|
$6.41M
|
+$2.02M
|
+114,823
|
+46%
|
|
|
5
|
|
$5.54M
|
-$1.21M
|
-68,650
|
-18%
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
$3.07M
|
+$89.3K
|
+5,086
|
+3%
|
|
|
7
|
Newgate Capital Management
Greenwich,
Connecticut
|
$2.37M
|
+$2.38M
|
+135,435
|
New
|
|
|
8
|
Credit Suisse
Zurich,
Switzerland
|
$1.83M
|
+$11K
|
+629
|
+0.6%
|
|
|
9
|
NWAM LLC
Mercer Island,
Washington
|
$1.45M
|
+$88.2K
|
+5,025
|
+6%
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.28M
|
+$52.5K
|
+2,992
|
+4%
|
|
|
11
|
Capital Investment Advisors
Atlanta,
Georgia
|
$1.25M
|
-$77.8K
|
-4,433
|
-6%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$1.2M
|
+$199K
|
+11,359
|
+20%
|
|
|
13
|
Shaker Financial Services
Arlington,
Virginia
|
$1.18M
|
+$56.7K
|
+3,227
|
+5%
|
|
|
14
|
LPL Financial
San Diego,
California
|
$1.18M
|
-$1.84K
|
-105
|
-0.2%
|
|
|
15
|
Pine River Capital Management
Minnetonka,
Minnesota
|
$803K
|
–
|
–
|
–
|
|
|
16
|
Old National Bancorp
Evansville,
Indiana
|
$785K
|
-$107K
|
-6,120
|
-12%
|
|
|
17
|
Investment Centers of America
Bismarck,
North Dakota
|
$254K
|
-$23.5K
|
-1,339
|
-8%
|
|
|
18
|
Steel Grove Capital Advisors
Memphis,
Tennessee
|
$247K
|
–
|
–
|
–
|
|
|
19
|
United Capital Financial Advisors
Irving,
Texas
|
$238K
|
+$239K
|
+13,604
|
New
|
|
|
20
|
Envestnet Asset Management
Chicago,
Illinois
|
$220K
|
+$71.4K
|
+4,065
|
+48%
|
|
|
21
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$195K
|
-$6.76K
|
-385
|
-3%
|
|
|
22
|
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
$184K
|
–
|
–
|
–
|
|
|
23
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$161K
|
+$1.21K
|
+69
|
+0.8%
|
|
|
24
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$158K
|
+$126K
|
+7,166
|
+391%
|
|
|
25
|
American International Group
New York
|
$135K
|
+$98.7K
|
+5,620
|
+272%
|
|
