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HPS

John Hancock Preferred Income Fund III

Name Holding Trade Value Shares
Change
Change in
Stake
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$12.3M +$13.1M +677,144 New
Morgan Stanley
2
Morgan Stanley
New York
$11.9M +$12.6M +654,084 New
Invesco
3
Invesco
Georgia
$10.5M +$11.1M +575,131 New
GC
4
Guggenheim Capital
Illinois
$9.56M +$10.1M +525,078 New
U
5
UBS
Switzerland
$5.86M +$6.2M +321,624 New
Bank of America
6
Bank of America
North Carolina
$4.22M +$4.47M +231,817 New
CS
7
Credit Suisse
Switzerland
$1.91M +$2.02M +104,708 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.34M +$1.41M +73,341 New
Wells Fargo
9
Wells Fargo
California
$1.06M +$1.12M +57,985 New
SFS
10
Shaker Financial Services
Virginia
$979K +$1.04M +53,745 New
LPL Financial
11
LPL Financial
California
$976K +$1.03M +53,589 New
TT
12
Tower Trust
Indiana
$945K +$1M +51,961 New
HL
13
HeadInvest LLC
Maine
$460K +$487K +25,270 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$336K +$356K +18,457 New
SGCA
15
Steel Grove Capital Advisors
Tennessee
$276K +$292K +15,137 New
CB
16
Commerce Bank
Missouri
$197K +$193K +10,000 New
Deutsche Bank
17
Deutsche Bank
Germany
$147K +$157K +8,121 New
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$104K +$110K +5,721 New
US Bancorp
19
US Bancorp
Minnesota
$82K +$87.2K +4,521 New
BRWA
20
B. Riley Wealth Advisors
Florida
$75K +$79.9K +4,146 New
AIG
21
American International Group
New York
$62.3K +$66K +3,422 New
TRCT
22
Tower Research Capital (TRC)
New York
$61K +$64.1K +3,324 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$55K +$58.2K +3,017 New
SMA
24
Simply Money Advisors
Ohio
$39K +$40.8K +2,115 New
MFS
25
MSI Financial Services
Massachusetts
$38K +$40.5K +2,100 New