|
1
|
Spectrum Asset Management (Connecticut)
Stamford,
Connecticut
|
$11.8M
|
–
|
–
|
–
|
|
|
2
|
|
$9.94M
|
+$915K
|
+55,010
|
+11%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$9.78M
|
-$979K
|
-58,850
|
-9%
|
|
|
4
|
|
$6.82M
|
+$583K
|
+35,065
|
+10%
|
|
|
5
|
|
$5.41M
|
-$1.32M
|
-79,605
|
-20%
|
|
|
6
|
Mariner Investment Group
Harrison,
New York
|
$4.53M
|
+$2.42M
|
+145,268
|
+125%
|
|
|
7
|
Bank of America
Charlotte,
North Carolina
|
$2.75M
|
-$525K
|
-31,563
|
-17%
|
|
|
8
|
Credit Suisse
Zurich,
Switzerland
|
$1.83M
|
-$92.9K
|
-5,580
|
-5%
|
|
|
9
|
Capital Investment Advisors
Atlanta,
Georgia
|
$1.53M
|
-$124K
|
-7,472
|
-8%
|
|
|
10
|
Pine River Capital Management
Minnetonka,
Minnesota
|
$1.23M
|
-$311K
|
-18,713
|
-21%
|
|
|
11
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.11M
|
-$34.9K
|
-2,098
|
-3%
|
|
|
12
|
NWAM LLC
Mercer Island,
Washington
|
$1.06M
|
+$1.02M
|
+60,998
|
New
|
|
|
13
|
Wells Fargo
San Francisco,
California
|
$1.02M
|
-$5.33K
|
-320
|
-0.5%
|
|
|
14
|
LPL Financial
San Diego,
California
|
$985K
|
+$87.9K
|
+5,283
|
+10%
|
|
|
15
|
Tower Trust
Fort Wayne,
Indiana
|
$882K
|
–
|
–
|
–
|
|
|
16
|
Shaker Financial Services
Arlington,
Virginia
|
$679K
|
+$472K
|
+28,351
|
+261%
|
|
|
17
|
Saba Capital Management
New York
|
$324K
|
-$536K
|
-32,213
|
-63%
|
|
|
18
|
Steel Grove Capital Advisors
Memphis,
Tennessee
|
$245K
|
-$16.8K
|
-1,012
|
-7%
|
|
|
19
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$215K
|
+$11.4K
|
+687
|
+6%
|
|
|
20
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$158K
|
+$152K
|
+9,123
|
New
|
|
|
21
|
US Bancorp
Minneapolis,
Minnesota
|
$79K
|
–
|
–
|
–
|
|
|
22
|
Wolverine Asset Management
Chicago,
Illinois
|
$75K
|
+$72.7K
|
+4,370
|
New
|
|
|
23
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$72K
|
–
|
–
|
–
|
|
|
24
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$57K
|
+$3.99K
|
+240
|
+8%
|
|
|
25
|
|
$57K
|
+$41.8K
|
+2,512
|
+318%
|
|
