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HPS

John Hancock Preferred Income Fund III

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.7M +$42.2K +2,313 +0.3%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$11.9M
UBS Group
3
UBS Group
Switzerland
$9.72M -$1.16M -63,594 -11%
Invesco
4
Invesco
Georgia
$5.29M +$528K +28,886 +11%
Bank of America
5
Bank of America
North Carolina
$5.02M +$111K +6,086 +2%
GC
6
Guggenheim Capital
Illinois
$2.14M -$131K -7,167 -6%
LPL Financial
7
LPL Financial
California
$1.58M -$371K -20,319 -19%
NL
8
NWAM LLC
Washington
$1.38M +$96.3K +5,275 +8%
RCM
9
Robinson Capital Management
Michigan
$1.2M +$561K +30,732 +90%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.19M +$107K +5,833 +10%
Cohen & Steers
11
Cohen & Steers
New York
$1.08M +$921K +50,445 +636%
Wells Fargo
12
Wells Fargo
California
$1.05M -$30.3K -1,658 -3%
CIA
13
Capital Investment Advisors
Georgia
$991K -$59.6K -3,265 -6%
SIA
14
Sit Investment Associates
Minnesota
$778K
SFS
15
Shaker Financial Services
Virginia
$643K +$336K +18,403 +112%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$444K -$1.55K -85 -0.4%
IA
17
IFP Advisors
Florida
$433K -$9.73K -533 -2%
PAS
18
Partnervest Advisory Services
California
$417K -$11.8K -644 -3%
NPC
19
National Planning Corporation
California
$389K -$74.6K -4,085 -16%
AAS
20
Annex Advisory Services
Wisconsin
$371K -$33.8K -1,850 -8%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$350K +$114K +6,228 +49%
CAN
22
Cetera Advisor Networks
California
$302K +$2.1K +115 +0.7%
Ameriprise
23
Ameriprise
Minnesota
$291K +$288K +15,784 New
ONB
24
Old National Bancorp
Indiana
$280K
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$259K -$255K -13,953 -50%