|
1
|
Spectrum Asset Management (Connecticut)
Stamford,
Connecticut
|
$10.6M
|
+$41.5K
|
+2,583
|
+0.4%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$9.72M
|
-$1.42M
|
-88,608
|
-12%
|
|
|
3
|
|
$8.09M
|
-$745K
|
-46,394
|
-8%
|
|
|
4
|
|
$6.11M
|
-$1.18M
|
-73,648
|
-16%
|
|
|
5
|
|
$5.59M
|
-$812K
|
-50,582
|
-12%
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
$2.96M
|
-$440K
|
-27,421
|
-13%
|
|
|
7
|
Mariner Investment Group
Harrison,
New York
|
$1.81M
|
+$1.86M
|
+115,997
|
New
|
|
|
8
|
Credit Suisse
Zurich,
Switzerland
|
$1.74M
|
+$4.5K
|
+280
|
+0.3%
|
|
|
9
|
Capital Investment Advisors
Atlanta,
Georgia
|
$1.49M
|
+$1.54M
|
+95,732
|
New
|
|
|
10
|
Pine River Capital Management
Minnetonka,
Minnesota
|
$1.4M
|
+$1.44M
|
+89,918
|
New
|
|
|
11
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.03M
|
-$47.1K
|
-2,934
|
-4%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$923K
|
+$272K
|
+16,943
|
+40%
|
|
|
13
|
LPL Financial
San Diego,
California
|
$804K
|
+$19.5K
|
+1,212
|
+2%
|
|
|
14
|
Tower Trust
Fort Wayne,
Indiana
|
$795K
|
-$16.1K
|
-1,000
|
-2%
|
|
|
15
|
Saba Capital Management
New York
|
$794K
|
+$818K
|
+50,946
|
New
|
|
|
16
|
SG Americas Securities
New York
|
$761K
|
+$783K
|
+48,784
|
New
|
|
|
17
|
Paloma Partners
Greenwich,
Connecticut
|
$613K
|
+$631K
|
+39,308
|
New
|
|
|
18
|
Weiss Asset Management
Boston,
Massachusetts
|
$463K
|
+$476K
|
+29,680
|
New
|
|
|
19
|
Virtu KCG Holdings
New York
|
$396K
|
+$408K
|
+25,424
|
New
|
|
|
20
|
Steel Grove Capital Advisors
Memphis,
Tennessee
|
$236K
|
–
|
–
|
–
|
|
|
21
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$183K
|
-$57.7K
|
-3,596
|
-23%
|
|
|
22
|
Shaker Financial Services
Arlington,
Virginia
|
$169K
|
+$174K
|
+10,863
|
New
|
|
|
23
|
US Bancorp
Minneapolis,
Minnesota
|
$71K
|
-$1.6K
|
-100
|
-2%
|
|
|
24
|
Signet Management USA
Mclean,
Virginia
|
$71K
|
+$73.4K
|
+4,575
|
New
|
|
|
25
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$65K
|
–
|
–
|
–
|
|
