|
1
|
Spectrum Asset Management (Connecticut)
Stamford,
Connecticut
|
$12M
|
-$166K
|
-9,383
|
-1%
|
|
|
2
|
|
$11.1M
|
+$852K
|
+48,240
|
+8%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$8.54M
|
-$1.55M
|
-87,664
|
-16%
|
|
|
4
|
|
$6.9M
|
-$149K
|
-8,413
|
-2%
|
|
|
5
|
|
$4.5M
|
-$1.08M
|
-60,969
|
-20%
|
|
|
6
|
Mariner Investment Group
Harrison,
New York
|
$3.06M
|
-$1.6M
|
-90,302
|
-35%
|
|
|
7
|
Bank of America
Charlotte,
North Carolina
|
$3.05M
|
+$203K
|
+11,471
|
+7%
|
|
|
8
|
Credit Suisse
Zurich,
Switzerland
|
$1.86M
|
-$30.9K
|
-1,750
|
-2%
|
|
|
9
|
NWAM LLC
Mercer Island,
Washington
|
$1.39M
|
+$296K
|
+16,729
|
+27%
|
|
|
10
|
Capital Investment Advisors
Atlanta,
Georgia
|
$1.36M
|
-$219K
|
-12,383
|
-14%
|
|
|
11
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.25M
|
+$101K
|
+5,734
|
+9%
|
|
|
12
|
LPL Financial
San Diego,
California
|
$1.21M
|
+$193K
|
+10,953
|
+19%
|
|
|
13
|
Shaker Financial Services
Arlington,
Virginia
|
$1.15M
|
+$445K
|
+25,169
|
+64%
|
|
|
14
|
Wells Fargo
San Francisco,
California
|
$1.03M
|
-$27.3K
|
-1,546
|
-3%
|
|
|
15
|
Old National Bancorp
Evansville,
Indiana
|
$912K
|
+$900K
|
+50,961
|
New
|
|
|
16
|
Pine River Capital Management
Minnetonka,
Minnesota
|
$822K
|
-$448K
|
-25,345
|
-36%
|
|
|
17
|
Investment Centers of America
Bismarck,
North Dakota
|
$282K
|
+$279K
|
+15,818
|
New
|
|
|
18
|
Steel Grove Capital Advisors
Memphis,
Tennessee
|
$253K
|
–
|
–
|
–
|
|
|
19
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$206K
|
-$16.3K
|
-925
|
-7%
|
|
|
20
|
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
$182K
|
+$185K
|
+10,500
|
New
|
|
|
21
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$163K
|
–
|
–
|
–
|
|
|
22
|
Envestnet Asset Management
Chicago,
Illinois
|
$152K
|
+$150K
|
+8,472
|
New
|
|
|
23
|
US Bancorp
Minneapolis,
Minnesota
|
$82K
|
–
|
–
|
–
|
|
|
24
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$74.3K
|
–
|
–
|
–
|
|
|
25
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$59K
|
–
|
–
|
–
|
|
