|
1
|
|
$14.1M
|
-$1.14M
|
-64,704
|
-8%
|
|
|
2
|
Spectrum Asset Management (Connecticut)
Stamford,
Connecticut
|
$11.5M
|
–
|
–
|
–
|
|
|
3
|
Nuveen
Charlotte,
North Carolina
|
$11.5M
|
+$11.4M
|
+646,421
|
New
|
|
|
4
|
UBS Group
Zurich,
Switzerland
|
$10.5M
|
+$46.7K
|
+2,639
|
+0.4%
|
|
|
5
|
Bank of America
Charlotte,
North Carolina
|
$4.72M
|
-$3.09M
|
-174,872
|
-40%
|
|
|
6
|
|
$4.58M
|
-$481K
|
-27,179
|
-10%
|
|
|
7
|
Guggenheim Capital
Chicago,
Illinois
|
$2.19M
|
+$218K
|
+12,345
|
+11%
|
|
|
8
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$2.11M
|
+$2.1M
|
+118,993
|
New
|
|
|
9
|
LPL Financial
San Diego,
California
|
$1.88M
|
-$662K
|
-37,461
|
-26%
|
|
|
10
|
NWAM LLC
Mercer Island,
Washington
|
$1.24M
|
-$114K
|
-6,425
|
-8%
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
$1.04M
|
+$91.3K
|
+5,162
|
+10%
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.04M
|
-$32.8K
|
-1,854
|
-3%
|
|
|
13
|
Capital Investment Advisors
Atlanta,
Georgia
|
$1.01M
|
+$6.17K
|
+349
|
+0.6%
|
|
|
14
|
MSI Financial Services
Springfield,
Massachusetts
|
$923K
|
+$476K
|
+26,945
|
+107%
|
|
|
15
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$748K
|
+$166K
|
+9,400
|
+29%
|
|
|
16
|
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
$606K
|
+$604K
|
+34,135
|
New
|
|
|
17
|
|
$583K
|
+$580K
|
+32,800
|
+52,903%
|
|
|
18
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$497K
|
+$1.72K
|
+97
|
+0.3%
|
|
|
19
|
National Planning Corporation
El Segundo,
California
|
$464K
|
+$442K
|
+24,978
|
New
|
|
|
20
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$429K
|
-$67.6K
|
-3,825
|
-14%
|
|
|
21
|
IFP Advisors
Tampa,
Florida
|
$426K
|
-$23.9K
|
-1,350
|
-5%
|
|
|
22
|
Partnervest Advisory Services
Santa Barbara,
California
|
$412K
|
-$3.45K
|
-195
|
-0.8%
|
|
|
23
|
Annex Advisory Services
Brookfield,
Wisconsin
|
$389K
|
+$388K
|
+21,950
|
New
|
|
|
24
|
Shaker Financial Services
Arlington,
Virginia
|
$292K
|
+$291K
|
+16,450
|
New
|
|
|
25
|
Cetera Advisor Networks
El Segundo,
California
|
$289K
|
-$308K
|
-17,433
|
-52%
|
|
